Clinical Investigation: Breast Cancer
Society of Surgical OncologyeAmerican Society for
Radiation Oncology Consensus Guideline on Margins for
Breast-Conserving Surgery With Whole-Breast Irradiation
in Stages I and II Invasive Breast Cancer
Meena S. Moran, MD,
*
Stuart J. Schnitt, MD,
y
Armando E. Giuliano, MD,
z
Jay R. Harris, MD,
x
Seema A. Khan, MD,
k
Janet Horton, MD,
{
Suzanne Klimberg, MD,
#
Mariana Chavez-MacGregor, MD,** Gary Freedman, MD,
yy
Nehmat Houssami, MD, PhD,
zz
Peggy L. Johnson,
xx
and Monica Morrow, MD
kk
*Department of Therapeutic Radiology, Yale School of Medicine, Yale University, New Haven, Connecticut;
y
Department
of Pathology, Harvard Medical School, Boston, Massachusetts;
z
Department of Surgery, Cedars Sinai Medical Center, Los
Angeles, California;
x
Department of Radiation Oncology, Harvard Medical School, Boston, Mass achusetts;
k
Department of
Surgery, Northwestern University Feinberg School of Medicine, Chicago, Illinois;
{
Department of Radiation Oncology,
Duke University Medical Center, Durham, North Carolina;
#
Department of Surgery, University of Arkansas for Medical
Sciences, Fayetteville, Arkansas; **Department of Medical Oncology , University of Texas MD Anderson Cancer Center,
Houston, Texas;
yy
Department of Radiation Oncology, University of Pennsylvania School of Medicine, Philadelphia,
Pennsylvania;
zz
School of Public Health, Sydney Medical School, University of Sydney, Sydney, New South Wales,
Australia;
xx
Advocate in Science, Susan G. Komen, Wichita, Kansas; and
kk
Breast Service, Department of Surgery,
Memorial Sloan-Kettering Cancer Center, New York, New York
Received Oct 31, 2013. Accepted for publication Nov 6, 2013.
Summary
Changes in the management
of breast cancer over time
have led to decreased rates of
ipsilateral breast tumor
recurrence (IBTR). The 2013
SSO/ASTRO guidelines on
margins in breast-conserving
surgery for invasive cancer
Purpose: To convene a multidisciplinarypanel of breast experts to examine the relationship between
margin width and ipsilateral breast tumor recurrence (IBTR) and develop a guideline for defining
adequate margins in the setting of breast conserving surgery and adjuvant radiation therapy.
Methods and Materials: A multidisciplinary consensus panel used a meta-analysis of margin width
and IBTR from a systematic review of 33 studies including 28,162 patients as the primary evidence
base for consensus.
Results: Positive margins (ink on invasive carcinoma or ductal carcinoma in situ) are associated
with a 2-fold increase in the risk of IBTR compared with negative margins. This increased risk is
not mitigated by favorable biology, endocrine therapy, or a radiation boost. More widely clear mar-
gins than no ink on tumor do not significantly decrease the rate of IBTR compared with no ink on
tumor. There is no evidence that more widely clear margins reduce IBTR for young patients or for
Reprint requests to: Monica Morrow, MD, Breast Service, Department
of Surgery, Memorial Sloan-Kettering Cancer Center, 300 East 66th St,
New York, NY 10065. E-mail: morrowm@mskcc.org
Supported by a grant from Susan G. Komen.
Supplementary material for this article can be found at
www.redjournal.org.
AcknowledgmentsdThe authors thank David Euhus, MD (Society of
Surgical Oncology [SSO]), Beryl McCormick, MD (American Society for
Radiation Oncology [ASTRO]), Benjamin Smith, MD (ASTRO), Kim-
berly Van Zee, MD (SSO), and Lee Wilkie, MD (SSO) for critical review
of the manuscript, and Shan-san Wu for editorial assistance.
Int J Radiation Oncol Biol Phys, Vol. 88, No. 3, pp. 553e564, 2014
0360-3016/$ - see front matter Ó 2014 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.ijrobp.2013.11.012
Radiation Oncology
International Journal of
biology physics
www.redjournal.org
are summarized in this
document.
thosewith unfavorable biology, lobular cancers, or cancers with an extensive intraductal component.
Conclusions: The use of no ink on tumor as the standard for an adequate margin in invasive cancer in
the era of multidisciplinary therapy is associated with low rates of IBTR and has the potential to
decrease re-excision rates, improve cosmetic outcomes, and decrease health care costs.
Ó 2014 Elsevier Inc.
Introduction
Multiple randomized, phase III trials with mature follow-up have
conclusively demonstrated that survival after breast-conserving
therapy (BCT), defined as surgical excision of the primary tumor
and a margin of surrounding normal tissue followed by whole-
breast radiation therapy (WBRT), is equivalent to mastectomy for
the treatment of stages I and II invasive breast cancer (BC) (1, 2).
Of these trials, only one, the National Surgical Adjuvant Breast
and Bowel Project (NSABP) B06, required a microscopically
clear margin, defined as no ink on tumor (2); all others required
complete gross removal of the tumor but did not specify a
microscopic margin width. Although BCT has been standard
practice for more than 20 years, there is still no consensus on what
constitutes an optimal negative margin width (3, 4) As a conse-
quence, approximately 1 in 4 women attempting BCT undergo a
re-excision, and nearly half of these procedures are performed
with the rationale of obtaining more widely clear margins in
women whose margins are negative, as defined by no ink on tumor
(5, 6). These additional surgical procedures have the potential for
added discomfort, surgical complications, compromise in
cosmetic outcome, unnecessary additional emotional stress for
patients and families, and increased health care costs, and have
been associated with patient preference for conversion to bilateral
mastectomy (7). In the past 30 years since the randomized trials
that established the equivalence of BCT and mastectomy, the
landscape of BC management has changed dramatically. Breast
imaging has improved, and adjuvant systemic therapy is now
commonly used, even for small, node-negative BCs, resulting in a
decline in rates of ipsilateral breast tumor recurrence (IBTR) (8).
In view of these changes, the Society of Surgical Oncology
(SSO) and American Society for Radiation Oncology (ASTRO)
convened a multidisciplinary expert panel (ie, Margins Panel
[MP]) in 2013 for the purpose of examining the relationship be-
tween margin width and IBTR. The primary clinical question was:
What margin width minimizes the risk of IBTR? Specific clinical
circumstances that might have an impact on this question, such as
tumor histology, patient age, use of systemic therapy, and tech-
nique of radiation delivery, were also examined. The guideline
developed from this consensus panel is intended to assist treating
physicians and patients in the clinical decision-making process.
As with any guideline, the monitoring of outcomes at the insti-
tutional level is encouraged. The key findings of the guideline are
summarized in Table 1.
Methods and Materials
The Margins Panel (MP) comprised a multidisciplinary group of
experts designated by their respective organizations, an expert
methodologist who led the evidence review, and a patient
representative (Table 2). The process for development of this
guideline followed, to the extent possible, the standards of the
Institute of Medicine (IOM) (9). The panel commissioned a
systematic review and meta-analysis of the literature as the
primary evidence base for the guideline. Additional literature
reviews for specific clinical questions that could not be
addressed in the meta-analysis were performed by designated
panel members. The panelists met in July 2013, and all of the
recommendations in this guideline were unanimously adopted.
The guideline manuscript was approved by all panel members
and sent to external reviewers for feedback, which was incor-
porated into the final document. The content of the manuscript
was approved by the SSO Executive Council and ASTRO
Board of Directors. Patient-related information regarding the
guideline and a questioneanswer sounding board will be made
available for patients on the Susan G. Komen Web site.
Literature review and meta-analysis
The systematic review methods were adapted from Preferred
Reporting Items for Systematic Reviews and Meta-Analyses
(PRISMA) recommendations, IOM standards for systematic re-
views and meta-analyses, and previously published methods
(10-12). A comprehensive literature search of MEDLINE and
evidence-based medicine was conducted of articles published
from 1965 to January 2013, and was combined with data from a
previously published systematic review that included 21 studies
from 1965 to 2010 (12). These new analyses are referred to as the
margins meta-analysis and are part of the work led by Houssami
et al (13), published in full elsewhere. All studies eligible for
inclusion in the margins meta-analysis were reviewed and un-
derwent data extraction by 2 independent investigators as previ-
ously described (12). A study-level analysis was conducted, and
was adjusted for study-specific median follow-up time (to account
for the inherent increased risk of IBTR with longer follow-up) as
well as co-variates.
Inclusion/exclusion criteria
Studies eligible for inclusion had to allow for calculation of the
proportion of IBTR in relation to margin widths and had to
meet the following criteria: (1) patients had to have early-stage
invasive BC (stages I and II); patients treated with neoadjuvant
chemotherapy or with pure ductal carcinoma in situ were not
included; (2) treatment consisted of BCT (all patients receiving
adjuvant WBRT); (3) microscopic margins had to be reported
quantitatively with defined threshold distances/widths; (4) age
data had to be present; and (5) a minimum median/mean
follow-up time of 4 years was required. Details of the data
collected can be found in the complete publication of the meta-
analysis (13) and are included in Supplementary Appendix A
(available online).
Moran et al. International Journal of Radiation Oncology Biology Physics554
Study quality and limitations of the literature
All publications that met the inclusion criteria were retrospective in
nature, with the exception of 2 studies (14, 15). Therefore, the
majority of studies included in the meta-analysis provided
observational-level data, and the analysis was conducted at the study
level because of a lack of patient-level data from the retrospective
studies. The characteristics and quality assessment of the studies
included in the meta-analysis are reported elsewhere (13).
Management of conflicts of interest for the MP
At the time of the initial telephone planning conference, the MP
candidates declared and discussed their potential conflicts. Written
disclosures were subsequently obtained at the consensus meeting.
The co-chairs reviewed each conflict of interest (COI) form and
determined that there were no individuals on the panel for whom a
COI could influence the development or process of specific rec-
ommendations for this guideline.
Results
The margins meta-analysis was based on 33 eligible studies
published between 1965 and 2013. The analysis included 28,162
patients, of whom 1506 had an IBTR. The median follow-up was
79.2 months, and the median prevalence of IBTR was 5.3%
(interquartile range, 2.3-7.6%). Patients with unknown margin
status were not included in the analysis. Table 3 summarizes the
Table 1 Summary of clinical practice guideline recommendations
Clinical question Recommendation Level of evidence
What is the absolute increase in risk of IBTR with a
positive margin? Can the use of radiation boost,
systemic therapy, or favorable tumor biology
mitigate this increased risk?
Positive margins, defined as ink on invasive cancer
or DCIS, are associated with at least a 2-fold
increase in IBTR. This increased risk in IBTR is
not nullified by: delivery of a boost, delivery of
systemic therapy (endocrine therapy,
chemotherapy, biologic therapy), or favorable
biology.
Meta-analysis and secondary
data from prospective trials
and retrospective studies
Do margin widths wider than no ink on tumor cells
reduce the risk of IBTR?
Negative margins (no ink on tumor) optimize
IBTR. Wider margins widths do not significantly
lower this risk. The routine practice to obtain
wider negative margin widths than ink on tumor
is not indicated.
Meta-analysis and
retrospective studies
What are the effects of endocrine or biologically
targeted therapy or systemic chemotherapy on
IBTR? Should a patient who is not receiving any
systemic treatment have wider margin widths?
The rates of IBTR are reduced with the use of
systemic therapy. In the uncommon circumstance
of a patient not receiving adjuvant systemic
therapy, there is no evidence suggesting that
margins wider than no ink on tumor are needed.
Multiple randomized trials and
meta-analysis
Should unfavorable biologic subtypes (such as
triple-negative breast cancers) require wider
margins (than no ink on tumor)?
Margins wider than no ink on tumor are not
indicated based on biologic subtype.
Multiple retrospective studies
Should margin width be taken into consideration
when determining WBRT delivery techniques?
The choice of whole-breast radiation delivery
technique, fractionation, and boost dose should
not be dependent on margin width.
Retrospective studies
Is the presence of LCIS at the margin an indication
for re-excision? Do invasive lobular carcinomas
require a wider margin (than no ink on tumor)?
What is the significance of pleomorphic LCIS at
the margin?
Wider negative margins than no ink on tumor are
not indicated for invasive lobular cancer. Classic
LCIS at the margin is not an indication for re-
excision. The significance of pleomorphic LCIS
at the margin is uncertain.
Retrospective studies
Should increased margin widths (wider than no ink
on tumor) be considered for patients of young
age (<40 years)?
Young age (40 years) is associated with both
increased IBTR after BCT as well as increased
local relapse on the chest wall after mastectomy
and is also more frequently associated with
adverse biologic and pathologic features. There
is no evidence that increased margin width
nullifies the increased risk of IBTR in young
patients.
Secondary data from
prospective randomized
trials and retrospective
studies
What is the significance of an EIC in the tumor
specimen, and how does this pertain to margin
width?
An EIC identifies patients who may have a large
residual DCIS burden after lumpectomy. There is
no evidence of an association between increased
risk of IBTR when margins are negative.
Retrospective studies
Abbreviations: BCT Z breast-conserving therapy; DCIS Z ductal carcinoma in situ; EIC Z extensive intraductal component; IBTR Z ipsilateral
breast tumor recurrence; LCIS Z lobular carcinoma in situ; WBRT Z whole breast radiation therapy.
Volume 88 Number 3 2014 555
characteristics of the studies, and the patient, tumor, and treatment
variables included in this analysis. Houssami et al (13) provide
additional details of the included studies and full results of the
meta-analysis. A synoptic overview of the results is shown in
Table 4. In model 1 (all studies), margin status was fitted as a
dichotomous variable (negative vs close/positive). Close and
positive margins were combined because the data reported in
some studies did not allow separation of these 2 categories. In
model 2, only those studies that provided information on specific
margin widths were included; margin status was fitted as 3 cate-
gories (positive, close, negative), and margin distance was
analyzed as a categorical variable. All models were adjusted for
study-specific follow-up. Details of the models and methodology
are available in the report by Houssami et al (13).
Guideline recommendations
A positive margin is defined as the presence of ink at the surface
of the surgical specimen on eit her invasive tumor cells or DCIS,
and imp lies a potentially incomplete resection that is associated
with a significantly higher risk of IBTR. There is no debate
regarding this concept. As shown in Table 4, the margins meta-
analysis of 33 studies including 28,162 patients with a median
follow-up of 6.6 years reported an odds ratio (OR) for IBTR of
1.96 (95% confidence interval [CI], 1.72-2.24 ) for close or pos-
itive margins compared with negative margins after adjustment
for length of follow-up. For the 19 studies of 13,081 patient s wi th
sufficient detail to separate negative, close, and positive margins,
the OR for positive versus negative margins was 2.44 (95% CI,
1.97-3.03) (13). Other published literature supports the observa-
tion that the risk of IBTR with a positive margin is at least 2-fold
greater than that seen with negative margins (16, 17 ).Although
various other treatment modalities, including use of a boost dose
of radiation and adjuvant systemic therapy with endocrine ther-
apy, chemotherapy, or biolog ically ta rgeted agents, have all
demonstrated a favorable impact on IBTR (see below), adjust-
ment for the covariates of end ocrine therapy or use of a boost
dose of radiation did not nullify the increased risk of IBTR seen
with a positive margin in the meta-analysis. In the 18 studies
repo rting inf ormation about t he use of a boost , the risk of IBTR in
patients with positive margins remained elevated (OR, 2.45;
P<.001) after adjustment for study-specific follow-up and for the
proportion of patients who had a boost. Other studies support this
finding. For example, a European Organisat ion for Research and
Treatment of Cancer (EORTC) trial demonstrated that an addi-
tional boost dose of 16 Gy targeting the tumor bed after micro-
scopically complete removal of the tumor and WBRT
sign ificantly reduced the rate of IBTR. The overall cumulative
incidence of IBTR at 10 years was 10.2% (95% CI, 8.7-11.8%)
without a boos t and 6.2% (95% CI, 4.9-7.5%) with a boost
(P<.001) (18). In the small subset of 251 patients who had pos-
itive margins and received a boost, the cumulative incidence of
IBTR at 10 years was 17.5% (95% CI, 10.4-24.6%) with 10 Gy
and 10.8% (95% CI, 5.2-16.4%) with 26 Gy (P>.10) (19).These
data suggest that, a lthough a boost provides a degree of reduction
in IBTR when margins are microscopically positive, the absolute
bene fit is not sufficient to reduce the rate of IBTR to that see n
with negative margins and the use of a boost.
Similarly, despite the well-recognized benefit of systemic
therapy in reducing IBTR, as discussed in detail below (20), the
effects of a positive margin do not appear to be negated by the use
of either adjuvant endocrine therapy or chemotherapy. In a
Table 2 Expert panel members
Panel Member Society University/Institution
Monica Morrow, MD (co-chair) SSO Memorial Sloan-Kettering Cancer Center
Meena S. Moran, MD (co-chair) ASTRO Yale University
Nehmat Houssami, MD, PhD
(systematic review methods)
School of Public Health University of Sydney
Suzanne Klimberg, MD ASBS University of Arkansas
Mariana Chavez MacGregor, MD ASCO University of Texas MD Anderson Cancer Center
Jay Harris, MD ASTRO Harvard Medical School
Janet Horton, MD ASTRO Duke University
Gary Freedman, MD ASTRO University of Pennsylvania
Stuart Schnitt, MD CAP Harvard Medical School
Peggy Johnson Patient Advocate Advocate in Science, Susan G. Komen
Armando Giuliano, MD SSO Cedars Sinai Medical Center
Seema A. Khan, MD SSO Northwestern University
Abbreviations: ASBS Z American Society of Breast Surgeons; ASCO Z American Society of Clinical Oncology; ASTRO Z American Society for
Radiation Oncology; CAP Z College of American Pathologists; SSO Z Society of Surgical Oncology.
1. Positive margins
A positive margin, defined as ink on invasive cancer or
ductal carcinoma in situ (DCIS), is associated with at
least a 2-fold increase in IBTR. This increased risk in
IBTR is not nullified by:
a) Delivery of a boost dose of radiation
b) Delivery of systemic therapy (endocrine therapy, chemo-
therapy, or biologic therapy), or
c) Favorable biology
Moran et al. International Journal of Radiation Oncology Biology Physics556
subanalysis of 16 studies within the margins meta-analysis that
allowed adjustment for the proportion of patients who received
endocrine therapy (and adjusted for follow-up), the adjusted OR
for positive margins (vs negative) remained significantly higher at
2.53 (P<.001).
Finally, based on the results of the margins meta-analysis (13)
and o ther retrospective series, the panel concluded that patients
with positive margins who have favorable tumor biology, such as
those with tumors that are strongly estrogen receptor (ER) pos-
itive, remain at higher risk for IBTR t han similar patients with
negative margins, despite good biologic features. From the
model of 19 studies reporting margin widths in the meta-
analysis, adjusted analysis of 15 studies that included detailed
information on ER status found that t he adjusted OR f or IBTR
among patients wit h ER-positive tumors with positive (vs
negative) margins remained significantly e levated at 2.66
(P<.001). The impact of a boost dose of radiation, the use of
systemic therapy, and biologic subtype on margin width is dis-
cussed further below.
As discussed above, negative margins, defined as no ink on
invasive carcinoma or DCIS, substantially reduce the risk of local
recurrence compared with positive margins. However, the amount
of normal breast tissue around the tumor that constitutes an
optimal negative margin is controversial. To address this question,
the MP considered what is known about the microscopic distri-
bution of tumor in the breast in clinically and mammographically
unicentric BC, whether the standardization and reproducibility of
pathologic processing of lumpectomy specimens allow meaning-
ful differentiation of margin widths of 1 or 2 mm, and the impact
of changes in BC management on the relevance of older studies
examining margin width to practice today.
Holland et al (21), in a meticulous study of mastectomy
specimens, demonstrated that clinically unicentric T1eT2 BCs
are frequently associated with subclinical foci of invasive cancer
and/or DCIS in the surrounding breast tissue that may be present
at large distances from the primary tumor site. Although the cases
examined in this study preceded the mammographic era, the fre-
quency of additional foci was independent of tumor size. For
example, even among T1 lesions, 42%, 17%, and 10% of patients
had additional foci of invasive cancer and/or DCIS >2 cm, >3 cm,
and >4 cm from the index tumor, respectively. The frequent
presence of foci of invasive carcinoma and DCIS at considerable
distances from the index lesion may at least partially explain why
increasing the width of lumpectomy margins in 1-mm intervals
has no significant impact on the risk of local recurrence after
breast-conserving surgery or WBRT.
There are also technical limitations to lumpectomy margin eval-
uation that confound the interpretation of data relating margin width
to risk of local recurrence. Once a lumpectomy specimen is removed
from the breast, there is flattening because of lack of support from the
surrounding tissue. This is further exaggerated by compression in
specimens submitted for specimen radiography. These factors result
in artifactually narrower margins than existed in vivo (22). Further-
more, ink applied to the surface of the specimen often tracks into
deeper portions of the specimen, which, in turn, can pose significant
challenges for the pathologist to microscopically determine the
location of the true margin. In addition, there is no standard method
for margin evaluation, and this process is highly prone to sampling
error. The two major options for lumpectomy margin evaluation
include sectioning the specimen perpendicular to the inked margin (in
which case, the precise distance to the margin can be determined) and
shaving the specimen margins and examining them en face (in which
case, any residual tumor in the shaved specimen is considered a
positive margin). Some surgeons submit separate margins obtained
from the walls of the biopsy cavity after the lumpectomy specimen is
removed; these can be examined by either the inked or the shaved
method. Although the shaved margin method permits examination of
a greater surface area of the specimen margin than can be examined
by the inked method, the use of shaved margins results in the cate-
gorization of many margins as positive that are, in fact, negative by
Table 3 Summary of study characteristics
*
Study characteristics No. of studies Median (IQR)
No. of patients per study 33 701 (79-3899)
Prevalence of IBTR (%) 33 5.3 (2.3-7.6)
Follow-up time (mo)
y
33 79.2 (48.0-160)
Time to IBTR (mo)
y
14 53.5 (47.0-60.0)
Patient and tumor characteristics No. of studies Median (range)
Age (y)
y
32 53.4 (45.0-60.6)
Stage distribution (%) 11
0 0 (0-1.4)
I 55.0 (52.5-56.9)
II 44.4 (39.4-45.9)
III 0 (0-0.9)
Nodal status (%) 30
Positive 25.8 (17.9-28.8)
Negative 70.5 (65.5-74.2)
Tumor size (cm)
y
8 1.6 (1.5-2.1)
High-grade (III) (%) 17 28.3 (20.6-30.6)
Unknown 2.9 (0.8-21.5)
Estrogen receptor status (%) 24
Positive 45.5 (38.4-56.3)
Negative 20.5 (16.6-26.3)
Unknown 28.4 (14.2-42.0)
Progesterone receptor status (%) 10
Positive 40.6 (33.5-47.0)
Negative 22.0 (19.4-28.0)
Unknown 38.4 (23.8-44.7)
EIC present (%) 16 9.6 (7.5-15.7)
LVI present (%) 16 17.1 (12.0-30.3)
Treatment characteristics No. of studies Median (range)
Receipt of chemotherapy (%) 26 25.6 (18.3-38.0)
Receipt of endocrine therapy (%) 27 38.0 (19.3-59.5)
Receipt of WBRT (%) 33 100
z
Receipt of radiation boost (%) 30 96 (73.1-100)
WBRT dose (Gy)
y
26 47.2 (45.0-50.0)
Radiation boost dose (Gy)
y
12 10.0 (10.0-13.1)
Abbreviations: EIC Z extensive intraductal component; IBTR Z
ipsilateral breast tumor recurrence; IQR Z interquartile range; LVI Z
lymphovascular invasion; WBRT Z whole-breast radiation therapy.
* Including patient, tumor, and treatment variables included in the
margins meta-analysis (13).
y
Denotes median (of the median or mean values across studies).
z
Inclusion criteria for meta-analysis required WBRT.
2. Negative margin widths
Negative margins (no ink on tumor) minimize the risk of
IBTR. Wider margin widths do not significantly lower
this risk. The routine practice to obtain negative margin
widths wider than no ink on tumor is not indicated.
Volume 88 Number 3 2014 557
the inked margin methoddthis, in turn, may result in unnecessary re-
excision or even mastectomy (23), Sampling of lumpectomy speci-
mens is also highly variable and ranges from submission of a limited
number of sections to total sequential embedding of the entire
specimen. However, even the process of total sequential embedding
results in the examination of only a very small proportion (<1%) of
lumpectomy specimen margins (24). Finally, the presence of tumor at
a certain distance from the inked margin on any single slide may not
represent the true state of that margin 3-dimensionally; a margin that
appears adequate on one given section may actually be positive if
additional sections are examined and even if deeper sections are cut
from the same tissue block. As a group, these studies indicate that
there is a great degree of variability in margin assessment and that,
regardless of the technique of margin evaluation used, a negative
margin does not guarantee the absence of residual tumor in the breast.
Despite the variability in margin assessment discussed above,
great attention has been paid to achieving specific negative margin
widths in the belief that this reduces the risk of IBTR, and re-
excision is frequently performed for margins in which there is no
ink on tumor (5). To address the question of the importance of
margin width, we evaluated the results of the model of the meta-
analysis in which the relationship between specific margin widths
(1 mm, 2 mm, 5 mm) and IBTR was evaluated, as shown in
Table 4 (19 studies; 13,081 patients; 753 IBTRs; 8.7 years median
follow-up). After adjustment for study-specific length of follow-
up, there was no statistically significant evidence that the odds
of IBTR were associated with margin distance (PZ.90), nor was
there statistical evidence for a trend that the odds of IBTR
decreased as the distance for declaring negative margins increased
(PZ.58 for trend). Adjusting for covariates, including age, me-
dian year of study recruitment, use of endocrine therapy, use of a
radiation boost, use of re-excision, ER status, and type of IBTR
(first vs any), did not change these results. Although an analysis of
these data using study-specified margin definitions of negative,
close, and positive did reveal a significant increase in the odds of
IBTR with close (OR, 1.74; 95% CI, 1.42-2.15) or positive (OR,
2.44; 95% CI, 1.97-3.03) margins compared with negative mar-
gins (P<.001), the panel believed that the analysis of specific
margin widths superseded this finding because of the heteroge-
neity among studies in the definitions of “close” and “positive”;
margins defined as positive in one study could be classified as
close or even negative in other studies included in this analysis. In
addition, the panel recognized that there have been significant
changes in BC management that are not reflected in the relatively
Table 4 Summary of selected results of margins meta-analysis (13)
Relationship between IBTR and margin status
No. of Studies No. of participants Adjusted OR of IBTR
*
95% CI P (association)
Margin category (model 1) 28,162 <.001
Close/positive 33 6178 1.96 1.72-2.24
Negative 33 21,984 1.0 -
Margin category (model 2) 13,081 <.001
Positive 19 1641 2.44 1.97-3.03
Close 19 2407 1.74 1.42-2.15
Negative 19 9033 1.0 - -
Threshold distance (model 2)
y
.90
1 mm 6 2376 1.0 - -
2 mm 10 8350 0.91 0.46-1.80 -
5 mm 3 2355 0.77 0.32-1.87 -
Impact of margin width on IBTR adjusted for individual covariates and follow-up
y
Threshold distance negative margin:
adjusted OR (mm)
Covariate No. of studies 1 2 5 P (association)
Age 18 1.0 0.53 0.77 .53
Endocrine therapy 16 1.0 0.95 0.90 .95
Radiation boost 18 1.0 0.86 0.92 .86
Abbreviations: CI Z confidence interval; IBTR Z ipsilateral breast tumor recurrence; OR Z odds ratio.
* Adjusted for study-specific median length of follow-up.
y
Threshold distance was also tested for significance for trend (reflects whether there was statistical evidence of a decrease in the odds of IBTR as the
threshold margin distance increased from 1 mm, 2 mm, and 5 mm). P (trend)Z.58.
Fig. 1. Scatter plot of unadjusted rates of ipsilateral breast
tumor recurrence, by median year of study recruitment.
Moran et al. International Journal of Radiation Oncology Biology Physics558
older studies included in this meta-analysis comparing negative
versus close versus positive margins. Only 26% and 38% of pa-
tients included in the entire meta-analysis received chemotherapy
and endocrine therapy, respectively, despite a median tumor size
of 1.6 cm and a 26% incidence of nodal positivity. Because the
incidence of local recurrence increases with time, a median
follow-up of at least 4 years was one of the criteria for inclusion in
the meta-analysis, and inclusion of studies with a longer follow-up
period was believed to be important for an accurate assessment of
the risk of local recurrence. As noted in Fig. 1, the crude incidence
of IBTR declined over time, and although this was observed for all
margin widths, the decline appeared more pronounced in those
with margins <5 mm. As discussed in detail below, the benefits of
adjuvant systemic therapy in reducing IBTR are well documented
(20). The widespread use of systemic therapy today, even for
patients with small, node-negative BC, increased the confidence of
the MP that wider margins were unlikely to enhance local control
in a clinically significant way in the current era. In addition,
although the median year of study recruitment of studies included
in the meta-analysis was 1990, the median prevalence of IBTR for
all studies in the meta-analysis was only 5.3%. Although the ORs
in Table 4 numerically suggest that 5-mm margins offer an
advantage compared with margins of 1 to 2 mm, these differences
lack statistical significance despite the use of 2 different statistical
tests and robust sample sizes, making it unlikely that the meta-
analysis lacks the power to detect clinically meaningful differ-
ences in IBTR based on margin width. Furthermore, with the
overall rate of IBTR of 5.3%, the absolute benefit in possible
decreased IBTR with an OR of 0.77 is on the order of 1% to 2%.
More importantly, adjustments for covariates, such as the use of
endocrine therapy and the use of a boost dose of radiation,which
are a standard part of practice today, virtually eliminate the
numeric differences in the ORs (Table 4). Thus, although larger
margin widths may have resulted in small reductions in local
recurrence in the past, there is no evidence that they are important
in the setting of current multimodality treatment. It was not
possible to compare rates of IBTR between margins of no ink on
tumor and margins of 1 mm in model 2 (Table 4), because only a
small number of studies with these margin definitions were
available for review. The MP considered the long-term results of
the NSABP B06 randomized trial (2), which defined a negative
margin as no ink on tumor, began accrual in 1976, and reported a
5% rate of IBTR after 12 years of follow-up in patients receiving
systemic therapy. In addition, the variability in margin assessment
discussed above, the lack of evidence of a significant difference in
rates of IBTR among margins of 1 mm, 2 mm, and 5 mm, and the
benefits of a boost dose of radiation on local control as discussed
below led the MP to believe that the totality of evidence did not
support a distinction between margins of no ink on tumor and
margins of 1 mm.
The use of systemic therapy in the treatment of early-stage BC
has changed dramatically over the past 30 years; throughout this
period, consistent evidence has accumulated that successful sys-
temic therapy improves local control. In the NSABP B06 trial,
only those women with node-positive disease received chemo-
therapy (melphalan and fluorouracil [FU]). Within the cohort that
underwent irradiation, node-positive patients demonstrated
roughly half the rate of IBTR compared with node-negative pa-
tients (5% vs 12%) (2) at 12 years, an advantage attributable to the
use of chemotherapy. This positive impact of systemic treatment
on local control has continued with improvements in systemic
therapy. As illustrated in subsequent analyses of NSABP trials of
systemic therapy, each improvement that led to improved survival
was accompanied by a decline in IBTR. In NSABP B14
(tamoxifen vs no tamoxifen for ER-positive, node-negative dis-
ease), the rate of IBTR was 11.6% in the control group compared
with 5.0% in the tamoxifen group (P<.001) (8); in NSABP B13
(chemotherapy vs not for node-negative disease), IBTR rate was
15.3% in the control and 5.4% in the treated patients (P<.001) (8);
in NSABP B19 (methotrexate and FU vs cyclophosphamide,
methotrexate, and FU in ER-negative, node-negative patients), the
IBTR rates were 8.2% and 4.8% (P<.03) (25). The 1990s saw the
introduction of taxanes into adjuvant and neoadjuvant regimens,
and pooled data from NSABP trials B18 (anthracycline-based
chemotherapy) and B27 (inclusion of docetaxel) demonstrated
that women who did not achieve a pathologic complete response
(pCR) in the breast had an increased hazard ratio (HR) for local-
regional recurrence (HR, 1.55; 95% CI, 1.01-2.59) compared with
those who did (26). Thus, achieving a pCRdwhich heralds a
much-reduced risk of distant disease and breast cancer
deathdalso results in a significantly reduced risk of IBTR.
The adjuvant systemic therapy of today is substantially
improved over that of 20 years ago and is likely to continue to
improve, with better targeting of specific BC subtype s. For
women with ER-posit ive BC undergoing BCT, the 10-year rates
of IBTR in the Early Breast Cancer Trialists Group overview
were 18.6% when tamoxifen was no t used and 8.7% when
tamoxifen was used (1). The introduction of aromatase inhibitor
therapy instead of, or in addition to, tamoxifen in postmenop ausal
women has led to a consistent reduction in the ra tes of IBTR
across essentially all trials, with an average reduction in the HR
of approximately 0.67 (27), The additio n of taxanes to
anthracycline-based regimens is also accompanied by a relative
reduction in the rate of I BTR (20). Finally, the addition of tras-
tuzumab to cytotoxic regimens for patients with human epidermal
growth factor receptor 2 (HER2)epositive BC leads to a further
reduction in the crude hazard of IBTR, with HRs of 0.47 and 0.66
in the pooled U.S. trials and European Herceptin Adjuvant
(HERA) trial (28, 29). These data from large randomized cli nical
trials establish t he principle that systemic therapy advances that
lead to improved sur vival and decreased risk of distant disease
also contribute to improved local control and suggest that, as
systemic the rapy continues to improve, so will i ts impact on
dimin ishing IBTR.
The panel agreed that the evidence indicates clearly that sys-
temic therapy, used for the vast majority of patients with BC
today, reduces the overall risk of IBTR. It also strengthened the
confidence of the MP that 1-mm increments in margin widths are
unlikely to affect IBTR once a margin of no ink on tumor cells has
been obtained. Although the evidence base was less robust, the
panel agreed that, in the rare circumstance in which a patient does
3. Systemic therapy
The rates of IBTR are reduced with the use of systemic
therapy. In the uncommon circumstance of a patient not
receiving adjuvant systemic therapy, there is no evidence
suggesting that margins wider than no ink on tumor are
needed.
Volume 88 Number 3 2014 559
not receive any form of systemic treatment, there is no evidence to
suggest that obtaining margins wider than no ink on tumor would
result in any further reduction of IBTR.
An improved understanding of biologic subtypes of BC has led
to great improvements in systemic therapy that have, in turn,
decreased IBTR. Several large studies have examined IBTR rates
with BCT in relation to molecular markers. In 1 of the largest
studies, Arvold et al (30) reviewed the cases of 1434 patients who
underwent BCT and found that those patients with triple-negative
BC (TNBC) and HER2-positive tumors had a significantly higher
risk of IBTR compared with patients with other subtypes. How-
ever, the study did not include treatment with adjuvant trastuzu-
mab, which lowers IBTR for the HER2-positive group. Another
large study, by Voduc et al (31), of nearly 3,000 patients with a
median follow-up of 12 years, also found increased IBTR among
those patients with HER2-enriched and basal tumors. Interest-
ingly, the investigators found no increased IBTR among TNBCs
with nonbasal tumor markers (31). Mazouni et al (32) reported on
1194 patients and found no statistically significant differences in
IBTR on the basis of subtype. They did, however, note that
mastectomy was more commonly performed for HER2-positive
disease and TNBC than for luminal A and luminal B tumors,
suggesting that surgeons were less comfortable with BCT for
more aggressive tumor subtypes, despite a lack of data. Haffty
et al (33), as well as Freedman et al (34), also found no significant
differences in IBTR among patients treated with BCT when
comparing TNBC with non-TNBC. A recent study by Gangi et al
(35) examined outcome among 1851 consecutive patients treated
between 2000 and 2012, during which trastuzumab was routinely
used for HER2-positive patients. There was no significant differ-
ence in IBTR among patients with TNBC compared with other
subtypes of tumors.
Intuitively, it might be thought that wider margins are neces-
sary to control the more aggressive tumor types. However, there is
no reason to believe that HER2-positive disease and TNBC are
more difficult to resect. Pilewskie et al (36) examined the impact
of margin width on local recurrence in 535 patients with TNBC.
At 60 months, the incidence of IBTR did not differ significantly
between patients with margins 2 mm and those with margins >2
mm (7.3% vs 5.1%). Alternatively, local failure occurs as a marker
of aggressive biology, as is seen after mastectomy. Three retro-
spective studies have examined the incidence of local failure in
TNBC after BCT or mastectomy, and have found no difference
based on surgical procedure, suggesting that these local re-
currences are more likely a result of aggressive biology, not re-
sidual tumor at the surgical site, which could be improved with
wider lumpectomy margins (29, 37-39). This theory is supported
by the approximately 40% decline in IBTR seen in patients with
HER2-positive tumors receiving adjuvant systemic trastuzumab
and other HER2-targeted agents (29). In summary, the MP
concluded that, although there is evidence that the risk of IBTR
varies by subtype based on the results of many studies, patients
with aggressive tumors remain at equally increased risk for local
failure irrespective of treatment with mastectomy or BCT, indi-
cating that there is no justification for more widely clear margins
over no ink on tumor for any BC subtype.
WBRT options have expanded significantly in the last decade.
Delivery techniques such as prone positioning and intensity-
modulated radiation therapy have been designed to limit
treatment-related toxicity by decreasing heart/lung volumes and
improving homogeneity across the whole-breast radiation field,
respectively (40-43). In addition, attempts have been made to
decrease the burden of the protracted treatments inherent to
conventionally fractionated WBRT through the use of accelerated,
hypofractionated, whole-breast schemas. Two large randomized
trials have now reported comparable long-term efficacy and
toxicity data with these shorter fractionation schedules, estab-
lishing it as an acceptable alternative (44, 45). In general, the
studies evaluating these approaches did not specify particular
surgical margin widths, and required only complete microscopic
excision of tumor (40-43, 45). The large United Kingdom Stan-
dardization of Breast Radiotherapy (START) trial did mandate a
1-mm margin, but comparable long-term results were reported
in the similar Canadian hypofractionation trial that excluded only
those with involved margins (45-47). Although neither of these
trials was designed to address a possible interaction between
margin width and the specifics of radiation delivery, there is no
evidence to suggest that margin width should dictate patient se-
lection for these therapies.
As discussed earlier, a radiation boost to the tumor bed after
WBRT has been shown to significantly reduce the risk of IBTR at
a cost of increased, although acceptable, rates of late radiation
toxicity (18, 48, 49). In the randomized trials establishing the
benefit of a boost, negative surgical margins were largely defined
as no ink on tumor.
Further tailoring of the boost dose has been explored in several
single-institution series (50-52). In each of these studies, margin
width was used as an indicator of potential residual tumor burden,
and boost doses were increased with decreasing margin width.
The MP believed that interpretation of these and other retro-
spective data evaluating both radiation dose and surgical margins
was complicated by the heterogeneity of total radiation doses and
techniques and by a lack of control cohorts with comparable
margin widths and uniform doses. Therefore, the panel concluded
that there was no clear reduction in IBTR as a result of escalating
the radiation dose when margin widths were smaller. In one report,
an increased rate of IBTR was noted in patients with close or
positive margins despite the dose-escalation strategy (51). The
other studies simply noted the lack of a clear relationship between
local control and margin width or radiation dose (50, 52).
In summary, margin width should not be used to determine the
delivery technique or fractionation for WBRT or vice versa.
4. Biologic subtypes
Margins wider than no ink on tumor are not indicated
based on biologic subtype.
5. Radiation therapy delivery
The choice of WBRT delivery technique, fractionation,
and boost dose should not be dependent on margin width.
Moran et al. International Journal of Radiation Oncology Biology Physics560
Furthermore, in patients with negative margins (no ink on tumor),
the use and dose of a tumor bed boost should be based on a priori
estimation of local failure risk and should not be determined, in
isolation, by the width of the surgical margin.
ILCs comprise 5% to 15% of all BCs. Several large retro-
spective studies have demonstrated that when negative margins
were obtained, the risk of IBTR was not significantly different
between ILC and invasive ductal carcinoma (53-55). Wider mar-
gins do not yield lower IBTR rates. In a retrospective study of 382
patients comparing margins >1 cm with smaller margins, no
differences in local recurrence rates were observed (56).In
addition, most classical ILCs have a luminal A phenotype and are
ER positive, so the benefits of endocrine therapy on local control,
as discussed previously, will be seen in this population. Thus, the
MP concluded that the general recommendations regarding
margin width should not be altered for invasive lobular histology.
In contrast to clear evidence demonstrating that DCIS at the
margin increases IBTR, the presence of LCIS at the margin does
not affect IBTR. In a retrospective study, the 10-year cumulative
incidence rate of IBTR in patients with BC was not significantly
different in patients with or without LCIS unless tamoxifen was
withheld (57). In other large studies, the presence of LCIS within
the specimen or at the resection margin did not appear to affect the
risk of local recurrence (58, 59). There is concern that the pleo-
morphic variant of LCIS, which has some features more akin to
high-grade DCIS than to classical LCIS, may carry an increased
risk of recurrence when at the margin. Given the limitation of only
small retrospective studies with a very limited number of events
available to address this question (60), the MP did not believe that
a recommendation regarding pleomorphic LCIS at the margin
could be made at this time.
Young patient age, usually defined as <40 years, has been asso-
ciated with an increased risk of IBTR after BCT compared with that
in older women. In the Early Breast Cancer Trialists Collaborative
Group meta-analysis of breast-conserving surgery with and without
radiation therapy, the rate of any first recurrence by age was 5.9% per
year for age <40 years, 2.7% per year for age 40 to 49 years, and 1%
to 1.9% per year for 50 years in the node-negative subgroup (1).
Corresponding rates in the node-positive subgroup were 8.3% per
year for age <40 years, 6.5% per year for age 40 to 49 years, and 4.8%
to 6.5% per year for age 50 years, respectively. An increased risk for
BC mortality was also seen in the subgroup of women aged <40
years. Other studies have confirmed a higher risk of distant recurrence
as well as IBTR in young women (61, 62).
Young patient age is not associated with an improved outcome
with mastectomy. The risk for locoregional recurrence after
mastectomy without radiation is also significantly higher in young
women compared with their older counterparts (63), and the
increased risk of both recurrence and BC death is not improved
with mastectomy compared with BCT (62, 64). The increased
IBTR rates in young women likely result from the greater fre-
quency of adverse biologic and pathologic features in this group
compared with older women. Young women have more aggressive
tumor characteristics, such as high histologic grade, lymphovas-
cular invasion, hormone receptorenegative BC, BRCA1, and
BRCA2 mutationeassociated cancers, and BCs associated with
adverse gene expression profiles (65, 66) compared with their
older counterparts. In 1 study, very young patients with tumors
classified as luminal B, HER2, and triple-negative subtypes were
at increased risk for IBTR when compared with older patients, but
no significant effect of age was seen in the subgroup with the most
favorable luminal A subtype (66). Young age may be a less
important factor for IBTR when controlling for adverse gene-
expression profile (30, 67) or may not be important at all in pre-
dicting recurrence and survival in an era of modern systemic
therapy and anti-HER2edirected therapy, as suggested in 1 recent
study of young women with HER2-overexpressing cancers
(68).
There was no evidence in the margins meta-analysis that, once a
negative margin has been achieved, young patients benefit from a
greater negative margin width than no ink on tumor. In 18 studies in
the meta-analysis, the adjusted OR for IBTR with age as a covariate
did not differ significantly when negative margin widths were defined
as1mm,2mm,or5mm(P for association, .86; P for trend, .58). This
is consistent with the finding that mastectomy, which theoretically
should provide the largest margin width that can be obtained, is also
associated with an increased risk of local recurrence in younger
compared with older women. In addition, there are data demon-
strating equivalent risks for recurrence and BC death in young
women irrespective of treatment with BCT or mastectomy (62, 64).
Thus, the MP concluded that although the adverse pathologic
and biologic factors associated with young age are mitigated to
some extent by excision to negative margins, use of systemic
therapies, use of a radiation boost, and possible exclusion of
young BRCA mutation carriers from a BCT approach, there is no
6. Invasive lobular carcinoma and lobular
carcinoma in situ
Wider negative margins than no ink on tumor are not
indicated for invasive lobular carcinoma (ILC). Classic
lobular carcinoma in situ (LCIS) at the margin is not an
indication for re-excision. The significance of pleomor-
phic LCIS at the margin is uncertain.
7. Young age
Young age (40 years) is associated with both increased
IBTR after BCT as well as increased local relapse on the
chest wall after mastectomy, and is also more frequently
associated with adverse biologic and pathologic features.
There is no evidence that increased margin width nullifies
the increased risk of IBTR in young patients.
8. Lobular carcinoma in situ
A lobular carcinoma in situ (EIC) identifies patients who
may have a large residual DCIS burden after lumpec-
tomy. There is no evidence of an association between
increased risk of IBTR and EIC when margins are
negative.
Volume 88 Number 3 2014 561
evidence supporting obtaining wider negative margins beyond no
ink on tumor solely on the basis of young patient age.
EIC is a pathologic description of invasive ductal carcinoma
that has a prominent intraductal component within the tumor and
adjacent normal tissue. The basis of the definition of EIC was the
observation in the 1970s at the Harvard Joint Center for Radiation
Therapy, at a time when margins of resection were not routinely
assessed, that a high rate of IBTR was observed in patients un-
dergoing BCT when a prominent DCIS burden was noted within
the confines of the invasive cancer (approximately 25%) and
within breast tissue beyond the edges of the invasive cancer (69).
These EIC-positive cancers often recurred within or at the edge of
the boost volume and were more commonly seen in young patients
(35 years of age). Furthermore, IBTR was more common in
young EIC-positive patients than in older EIC-positive patients.
In subsequent years, when margins of resection were inked, and
re-excisions were performed for positive or close margins, patients
with EIC-positive cancers (but not EIC-negative cancers) were
frequently found to have considerable residual DCIS in the re-
excision specimens (70). Pathologic examination of a cohort of
mastectomy specimens revealed that 33% of EIC-positive cancers
had prominent DCIS (6 low-power fields of DCIS) at 2 cm from
the edge of the index cancer compared with only 2% of EIC-negative
cancers (71). In aggregate, these studies indicated that an EIC de-
notes a cancer that may have extensive multifocal DCIS involve-
ment and an increased rate of IBTR if not adequately resected.
Later, additional studies revealed that patients with EIC-
positive tumors did not have an increase in IBTR unless tumor
cells were present at the inked margin (72). In a cohort of EIC-
positive patients, IBTR was 0% at 5 years when there were no
tumor cells at the inked margin or when the margin was defined as
close, but it was 50% when there was more than focal positivity
(72). On the basis of this information, the MP did not believe that
the available evidence supports the routine use of margins wider
than no ink on tumor. However, in view of the potential for sub-
stantial residual DCIS in EIC-positive patients, consideration
should be given to obtaining postoperative mammographic im-
aging to assist in identifying residual tumor bed calcifications
warranting re-excision. In addition, when an EIC is present, young
age and multiple close margins are associated with an increased
risk of IBTR and can be used to select patients who might benefit
from re-excision (69, 72). Postexcision mammography is a useful
adjunct to margin status to assess the completeness of excision of
lesions with calcifications even when an EIC is not present.
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Moran et al. International Journal of Radiation Oncology Biology Physics564

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International Journal of Radiation Oncology biology physics www.redjournal.org
Clinical Investigation: Breast Cancer
Society of Surgical OncologyeAmerican Society for
Radiation Oncology Consensus Guideline on Margins for
Breast-Conserving Surgery With Whole-Breast Irradiation
in Stages I and II Invasive Breast Cancer
Meena S. Moran, MD,* Stuart J. Schnitt, MD,y Armando E. Giuliano, MD,z
Jay R. Harris, MD,x Seema A. Khan, MD,k Janet Horton, MD,{ Suzanne Klimberg, MD,#
Mariana Chavez-MacGregor, MD,** Gary Freedman, MD,yy
Nehmat Houssami, MD, PhD,zz Peggy L. Johnson,xx and Monica Morrow, MDkk
*Department of Therapeutic Radiology, Yale School of Medicine, Yale University, New Haven, Connecticut; yDepartment
of Pathology, Harvard Medical School, Boston, Massachusetts; zDepartment of Surgery, Cedars Sinai Medical Center, Los
Angeles, California; xDepartment of Radiation Oncology, Harvard Medical School, Boston, Massachusetts; kDepartment of
Surgery, Northwestern University Feinberg School of Medicine, Chicago, Illinois; {Department of Radiation Oncology,
Duke University Medical Center, Durham, North Carolina; #Department of Surgery, University of Arkansas for Medical
Sciences, Fayetteville, Arkansas; **Department of Medical Oncology, University of Texas MD Anderson Cancer Center,
Houston, Texas; yyDepartment of Radiation Oncology, University of Pennsylvania School of Medicine, Philadelphia,
Pennsylvania; zzSchool of Public Health, Sydney Medical School, University of Sydney, Sydney, New South Wales,
Australia; xxAdvocate in Science, Susan G. Komen, Wichita, Kansas; and kkBreast Service, Department of Surgery,
Memorial Sloan-Kettering Cancer Center, New York, New York
Received Oct 31, 2013. Accepted for publication Nov 6, 2013. Summary
Purpose: To convene a multidisciplinary panel of breast experts to examine the relationship between
margin width and ipsilateral breast tumor recurrence (IBTR) and develop a guideline for defining Changes in the management
adequate margins in the setting of breast conserving surgery and adjuvant radiation therapy. of breast cancer over time
Methods and Materials: A multidisciplinary consensus panel used a meta-analysis of margin width have led to decreased rates of
and IBTR from a systematic review of 33 studies including 28,162 patients as the primary evidence ipsilateral breast tumor base for consensus. recurrence (IBTR). The 2013
Results: Positive margins (ink on invasive carcinoma or ductal carcinoma in situ) are associated SSO/ASTRO guidelines on
with a 2-fold increase in the risk of IBTR compared with negative margins. This increased risk is margins in breast-conserving
not mitigated by favorable biology, endocrine therapy, or a radiation boost. More widely clear mar- surgery for invasive cancer
gins than no ink on tumor do not significantly decrease the rate of IBTR compared with no ink on
tumor. There is no evidence that more widely clear margins reduce IBTR for young patients or for
Reprint requests to: Monica Morrow, MD, Breast Service, Department
AcknowledgmentsdThe authors thank David Euhus, MD (Society of
of Surgery, Memorial Sloan-Kettering Cancer Center, 300 East 66th St,
Surgical Oncology [SSO]), Beryl McCormick, MD (American Society for
New York, NY 10065. E-mail: morrowm@mskcc.org
Radiation Oncology [ASTRO]), Benjamin Smith, MD (ASTRO), Kim-
Supported by a grant from Susan G. Komen.
berly Van Zee, MD (SSO), and Lee Wilkie, MD (SSO) for critical review Supplementary material for this article can be found at
of the manuscript, and Shan-san Wu for editorial assistance. www.redjournal.org.
Int J Radiation Oncol Biol Phys, Vol. 88, No. 3, pp. 553e564, 2014
0360-3016/$ - see front matter Ó 2014 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.ijrobp.2013.11.012 554 Moran et al.
International Journal of Radiation Oncology Biology Physics are summarized in this
those with unfavorable biology, lobular cancers, or cancers with an extensive intraductal component. document.
Conclusions: The use of no ink on tumor as the standard for an adequate margin in invasive cancer in
the era of multidisciplinary therapy is associated with low rates of IBTR and has the potential to
decrease re-excision rates, improve cosmetic outcomes, and decrease health care costs. Ó 2014 Elsevier Inc. Introduction
guideline followed, to the extent possible, the standards of the
Institute of Medicine (IOM) (9). The panel commissioned a
systematic review and meta-analysis of the literature as the
Multiple randomized, phase III trials with mature follow-up have
primary evidence base for the guideline. Additional literature
conclusively demonstrated that survival after breast-conserving
reviews for specific clinical questions that could not be
therapy (BCT), defined as surgical excision of the primary tumor
addressed in the meta-analysis were performed by designated
and a margin of surrounding normal tissue followed by whole-
panel members. The panelists met in July 2013, and all of the
breast radiation therapy (WBRT), is equivalent to mastectomy for
recommendations in this guideline were unanimously adopted.
the treatment of stages I and II invasive breast cancer (BC) (1, 2).
The guideline manuscript was approved by all panel members
Of these trials, only one, the National Surgical Adjuvant Breast
and sent to external reviewers for feedback, which was incor-
and Bowel Project (NSABP) B06, required a microscopically
porated into the final document. The content of the manuscript
clear margin, defined as no ink on tumor (2); all others required
was approved by the SSO Executive Council and ASTRO
complete gross removal of the tumor but did not specify a
Board of Directors. Patient-related information regarding the
microscopic margin width. Although BCT has been standard
guideline and a questioneanswer sounding board will be made
practice for more than 20 years, there is still no consensus on what
available for patients on the Susan G. Komen Web site.
constitutes an optimal negative margin width (3, 4) As a conse-
quence, approximately 1 in 4 women attempting BCT undergo a
re-excision, and nearly half of these procedures are performed
Literature review and meta-analysis
with the rationale of obtaining more widely clear margins in
women whose margins are negative, as defined by no ink on tumor
The systematic review methods were adapted from Preferred
(5, 6). These additional surgical procedures have the potential for
Reporting Items for Systematic Reviews and Meta-Analyses added discomfort, surgical complications, compromise in
(PRISMA) recommendations, IOM standards for systematic re-
cosmetic outcome, unnecessary additional emotional stress for
views and meta-analyses, and previously published methods
patients and families, and increased health care costs, and have
(10-12). A comprehensive literature search of MEDLINE and
been associated with patient preference for conversion to bilateral
evidence-based medicine was conducted of articles published
mastectomy (7). In the past 30 years since the randomized trials
from 1965 to January 2013, and was combined with data from a
that established the equivalence of BCT and mastectomy, the
previously published systematic review that included 21 studies
landscape of BC management has changed dramatically. Breast
from 1965 to 2010 (12). These new analyses are referred to as the
imaging has improved, and adjuvant systemic therapy is now
margins meta-analysis and are part of the work led by Houssami
commonly used, even for small, node-negative BCs, resulting in a
et al (13), published in full elsewhere. All studies eligible for
decline in rates of ipsilateral breast tumor recurrence (IBTR) (8).
inclusion in the margins meta-analysis were reviewed and un-
In view of these changes, the Society of Surgical Oncology
derwent data extraction by 2 independent investigators as previ-
(SSO) and American Society for Radiation Oncology (ASTRO)
ously described (12). A study-level analysis was conducted, and
convened a multidisciplinary expert panel (ie, Margins Panel
was adjusted for study-specific median follow-up time (to account
[MP]) in 2013 for the purpose of examining the relationship be-
for the inherent increased risk of IBTR with longer follow-up) as
tween margin width and IBTR. The primary clinical question was: well as co-variates.
What margin width minimizes the risk of IBTR? Specific clinical
circumstances that might have an impact on this question, such as
tumor histology, patient age, use of systemic therapy, and tech- Inclusion/exclusion criteria
nique of radiation delivery, were also examined. The guideline
developed from this consensus panel is intended to assist treating
Studies eligible for inclusion had to allow for calculation of the
physicians and patients in the clinical decision-making process.
proportion of IBTR in relation to margin widths and had to
As with any guideline, the monitoring of outcomes at the insti-
meet the following criteria: (1) patients had to have early-stage
tutional level is encouraged. The key findings of the guideline are
invasive BC (stages I and II); patients treated with neoadjuvant summarized in Table 1.
chemotherapy or with pure ductal carcinoma in situ were not
included; (2) treatment consisted of BCT (all patients receiving
adjuvant WBRT); (3) microscopic margins had to be reported Methods and Materials
quantitatively with defined threshold distances/widths; (4) age
data had to be present; and (5) a minimum median/mean
The Margins Panel (MP) comprised a multidisciplinary group of
follow-up time of 4 years was required. Details of the data
experts designated by their respective organizations, an expert
collected can be found in the complete publication of the meta-
methodologist who led the evidence review, and a patient
analysis (13) and are included in Supplementary Appendix A
representative (Table 2). The process for development of this (available online). Volume 88 Number 3 2014 555 Table 1
Summary of clinical practice guideline recommendations Clinical question Recommendation Level of evidence
What is the absolute increase in risk of IBTR with a Positive margins, defined as ink on invasive cancer Meta-analysis and secondary
positive margin? Can the use of radiation boost,
or DCIS, are associated with at least a 2-fold data from prospective trials
systemic therapy, or favorable tumor biology
increase in IBTR. This increased risk in IBTR is and retrospective studies mitigate this increased risk?
not nullified by: delivery of a boost, delivery of
systemic therapy (endocrine therapy,
chemotherapy, biologic therapy), or favorable biology.
Do margin widths wider than no ink on tumor cells Negative margins (no ink on tumor) optimize Meta-analysis and reduce the risk of IBTR?
IBTR. Wider margins widths do not significantly retrospective studies
lower this risk. The routine practice to obtain
wider negative margin widths than ink on tumor is not indicated.
What are the effects of endocrine or biologically
The rates of IBTR are reduced with the use of Multiple randomized trials and
targeted therapy or systemic chemotherapy on
systemic therapy. In the uncommon circumstance meta-analysis
IBTR? Should a patient who is not receiving any
of a patient not receiving adjuvant systemic
systemic treatment have wider margin widths?
therapy, there is no evidence suggesting that
margins wider than no ink on tumor are needed.
Should unfavorable biologic subtypes (such as
Margins wider than no ink on tumor are not Multiple retrospective studies
triple-negative breast cancers) require wider
indicated based on biologic subtype.
margins (than no ink on tumor)?
Should margin width be taken into consideration
The choice of whole-breast radiation delivery Retrospective studies
when determining WBRT delivery techniques?
technique, fractionation, and boost dose should
not be dependent on margin width.
Is the presence of LCIS at the margin an indication Wider negative margins than no ink on tumor are Retrospective studies
for re-excision? Do invasive lobular carcinomas
not indicated for invasive lobular cancer. Classic
require a wider margin (than no ink on tumor)?
LCIS at the margin is not an indication for re-
What is the significance of pleomorphic LCIS at
excision. The significance of pleomorphic LCIS the margin? at the margin is uncertain.
Should increased margin widths (wider than no ink Young age (40 years) is associated with both Secondary data from
on tumor) be considered for patients of young
increased IBTR after BCT as well as increased prospective randomized age (<40 years)?
local relapse on the chest wall after mastectomy trials and retrospective
and is also more frequently associated with studies
adverse biologic and pathologic features. There
is no evidence that increased margin width
nullifies the increased risk of IBTR in young patients.
What is the significance of an EIC in the tumor
An EIC identifies patients who may have a large Retrospective studies
specimen, and how does this pertain to margin
residual DCIS burden after lumpectomy. There is width?
no evidence of an association between increased
risk of IBTR when margins are negative.
Abbreviations: BCT Z breast-conserving therapy; DCIS Z ductal carcinoma in situ; EIC Z extensive intraductal component; IBTR Z ipsilateral
breast tumor recurrence; LCIS Z lobular carcinoma in situ; WBRT Z whole breast radiation therapy.
Study quality and limitations of the literature
disclosures were subsequently obtained at the consensus meeting.
The co-chairs reviewed each conflict of interest (COI) form and
determined that there were no individuals on the panel for whom a
All publications that met the inclusion criteria were retrospective in
COI could influence the development or process of specific rec-
nature, with the exception of 2 studies (14, 15). Therefore, the
ommendations for this guideline.
majority of studies included in the meta-analysis provided
observational-level data, and the analysis was conducted at the study
level because of a lack of patient-level data from the retrospective Results
studies. The characteristics and quality assessment of the studies
included in the meta-analysis are reported elsewhere (13).
The margins meta-analysis was based on 33 eligible studies
published between 1965 and 2013. The analysis included 28,162
Management of conflicts of interest for the MP
patients, of whom 1506 had an IBTR. The median follow-up was
79.2 months, and the median prevalence of IBTR was 5.3%
At the time of the initial telephone planning conference, the MP
(interquartile range, 2.3-7.6%). Patients with unknown margin
candidates declared and discussed their potential conflicts. Written
status were not included in the analysis. Table 3 summarizes the 556 Moran et al.
International Journal of Radiation Oncology Biology Physics Table 2 Expert panel members Panel Member Society University/Institution Monica Morrow, MD (co-chair) SSO
Memorial Sloan-Kettering Cancer Center Meena S. Moran, MD (co-chair) ASTRO Yale University Nehmat Houssami, MD, PhD School of Public Health University of Sydney (systematic review methods) Suzanne Klimberg, MD ASBS University of Arkansas Mariana Chavez MacGregor, MD ASCO
University of Texas MD Anderson Cancer Center Jay Harris, MD ASTRO Harvard Medical School Janet Horton, MD ASTRO Duke University Gary Freedman, MD ASTRO University of Pennsylvania Stuart Schnitt, MD CAP Harvard Medical School Peggy Johnson Patient Advocate
Advocate in Science, Susan G. Komen Armando Giuliano, MD SSO Cedars Sinai Medical Center Seema A. Khan, MD SSO Northwestern University
Abbreviations: ASBS Z American Society of Breast Surgeons; ASCO Z American Society of Clinical Oncology; ASTRO Z American Society for
Radiation Oncology; CAP Z College of American Pathologists; SSO Z Society of Surgical Oncology.
characteristics of the studies, and the patient, tumor, and treatment
regarding this concept. As shown in Table 4, the margins meta-
variables included in this analysis. Houssami et al (13) provide
analysis of 33 studies including 28,162 patients with a median
additional details of the included studies and full results of the
follow-up of 6.6 years reported an odds ratio (OR) for IBTR of
meta-analysis. A synoptic overview of the results is shown in
1.96 (95% confidence interval [CI], 1.72-2.24) for close or pos-
Table 4. In model 1 (all studies), margin status was fitted as a
itive margins compared with negative margins after adjustment
dichotomous variable (negative vs close/positive). Close and
for length of follow-up. For the 19 studies of 13,081 patients with
positive margins were combined because the data reported in
sufficient detail to separate negative, close, and positive margins,
some studies did not allow separation of these 2 categories. In
the OR for positive versus negative margins was 2.44 (95% CI,
model 2, only those studies that provided information on specific
1.97-3.03) (13). Other published literature supports the observa-
margin widths were included; margin status was fitted as 3 cate-
tion that the risk of IBTR with a positive margin is at least 2-fold
gories (positive, close, negative), and margin distance was
greater than that seen with negative margins (16, 17). Although
analyzed as a categorical variable. All models were adjusted for
various other treatment modalities, including use of a boost dose
study-specific follow-up. Details of the models and methodology
of radiation and adjuvant systemic therapy with endocrine ther-
are available in the report by Houssami et al (13).
apy, chemotherapy, or biologically targeted agents, have all
demonstrated a favorable impact on IBTR (see below), adjust-
ment for the covariates of endocrine therapy or use of a boost Guideline recommendations
dose of radiation did not nullify the increased risk of IBTR seen
with a positive margin in the meta-analysis. In the 18 studies
reporting information about the use of a boost, the risk of IBTR in
patients with positive margins remained elevated (OR, 2.45;
P<.001) after adjustment for study-specific follow-up and for the
proportion of patients who had a boost. Other studies support this 1. Positive margins
finding. For example, a European Organisation for Research and
A positive margin, defined as ink on invasive cancer or
Treatment of Cancer (EORTC) trial demonstrated that an addi-
ductal carcinoma in situ (DCIS), is associated with at
tional boost dose of 16 Gy targeting the tumor bed after micro-
least a 2-fold increase in IBTR. This increased risk in scopically complete removal of the tumor and WBRT IBTR is not nullified by:
significantly reduced the rate of IBTR. The overall cumulative
incidence of IBTR at 10 years was 10.2% (95% CI, 8.7-11.8%)
a) Delivery of a boost dose of radiation
without a boost and 6.2% (95% CI, 4.9-7.5%) with a boost
(P<.001) (18). In the small subset of 251 patients who had pos-
b) Delivery of systemic therapy (endocrine therapy, chemo-
itive margins and received a boost, the cumulative incidence of
therapy, or biologic therapy), or
IBTR at 10 years was 17.5% (95% CI, 10.4-24.6%) with 10 Gy
and 10.8% (95% CI, 5.2-16.4%) with 26 Gy (P>.10) (19). These c) Favorable biology
data suggest that, although a boost provides a degree of reduction
in IBTR when margins are microscopically positive, the absolute
benefit is not sufficient to reduce the rate of IBTR to that seen
with negative margins and the use of a boost.
A positive margin is defined as the presence of ink at the surface
Similarly, despite the well-recognized benefit of systemic
of the surgical specimen on either invasive tumor cells or DCIS,
therapy in reducing IBTR, as discussed in detail below (20), the
and implies a potentially incomplete resection that is associated
effects of a positive margin do not appear to be negated by the use
with a significantly higher risk of IBTR. There is no debate
of either adjuvant endocrine therapy or chemotherapy. In a Volume 88 Number 3 2014 557 Table 3
Summary of study characteristics* Study characteristics No. of studies Median (IQR) No. of patients per study 33 701 (79-3899) 2. Negative margin widths Prevalence of IBTR (%) 33 5.3 (2.3-7.6)
Negative margins (no ink on tumor) minimize the risk of Follow-up time (mo)y 33 79.2 (48.0-160) Time to IBTR (mo)y 14 53.5 (47.0-60.0)
IBTR. Wider margin widths do not significantly lower
this risk. The routine practice to obtain negative margin
Patient and tumor characteristics No. of studies Median (range)
widths wider than no ink on tumor is not indicated. Age (y)y 32 53.4 (45.0-60.6) Stage distribution (%) 11 0 0 (0-1.4) I 55.0 (52.5-56.9)
As discussed above, negative margins, defined as no ink on II 44.4 (39.4-45.9)
invasive carcinoma or DCIS, substantially reduce the risk of local III 0 (0-0.9)
recurrence compared with positive margins. However, the amount Nodal status (%) 30 Positive 25.8 (17.9-28.8)
of normal breast tissue around the tumor that constitutes an Negative 70.5 (65.5-74.2)
optimal negative margin is controversial. To address this question, Tumor size (cm)y 8 1.6 (1.5-2.1)
the MP considered what is known about the microscopic distri- High-grade (III) (%) 17 28.3 (20.6-30.6)
bution of tumor in the breast in clinically and mammographically Unknown 2.9 (0.8-21.5)
unicentric BC, whether the standardization and reproducibility of Estrogen receptor status (%) 24
pathologic processing of lumpectomy specimens allow meaning- Positive 45.5 (38.4-56.3) Negative 20.5 (16.6-26.3)
ful differentiation of margin widths of 1 or 2 mm, and the impact Unknown 28.4 (14.2-42.0)
of changes in BC management on the relevance of older studies
Progesterone receptor status (%) 10
examining margin width to practice today. Positive 40.6 (33.5-47.0)
Holland et al (21), in a meticulous study of mastectomy Negative 22.0 (19.4-28.0)
specimens, demonstrated that clinically unicentric T1eT2 BCs Unknown 38.4 (23.8-44.7)
are frequently associated with subclinical foci of invasive cancer EIC present (%) 16 9.6 (7.5-15.7) LVI present (%) 16 17.1 (12.0-30.3)
and/or DCIS in the surrounding breast tissue that may be present
at large distances from the primary tumor site. Although the cases Treatment characteristics No. of studies Median (range)
examined in this study preceded the mammographic era, the fre- Receipt of chemotherapy (%) 26 25.6 (18.3-38.0)
quency of additional foci was independent of tumor size. For
Receipt of endocrine therapy (%) 27 38.0 (19.3-59.5)
example, even among T1 lesions, 42%, 17%, and 10% of patients Receipt of WBRT (%) 33 100z
had additional foci of invasive cancer and/or DCIS Receipt of radiation boost (%) 30 96 (73.1-100) >2 cm, >3 cm, WBRT dose (Gy)y 26 47.2 (45.0-50.0)
and >4 cm from the index tumor, respectively. The frequent Radiation boost dose (Gy)y 12 10.0 (10.0-13.1)
presence of foci of invasive carcinoma and DCIS at considerable
distances from the index lesion may at least partially explain why
Abbreviations: EIC Z extensive intraductal component; IBTR Z
ipsilateral breast tumor recurrence; IQR Z interquartile range; LVI Z
increasing the width of lumpectomy margins in 1-mm intervals
lymphovascular invasion; WBRT Z whole-breast radiation therapy.
has no significant impact on the risk of local recurrence after
* Including patient, tumor, and treatment variables included in the
breast-conserving surgery or WBRT. margins meta-analysis (13).
There are also technical limitations to lumpectomy margin eval-
y Denotes median (of the median or mean values across studies).
uation that confound the interpretation of data relating margin width
z Inclusion criteria for meta-analysis required WBRT.
to risk of local recurrence. Once a lumpectomy specimen is removed
from the breast, there is flattening because of lack of support from the
surrounding tissue. This is further exaggerated by compression in
subanalysis of 16 studies within the margins meta-analysis that
specimens submitted for specimen radiography. These factors result
allowed adjustment for the proportion of patients who received
in artifactually narrower margins than existed in vivo (22). Further-
endocrine therapy (and adjusted for follow-up), the adjusted OR
more, ink applied to the surface of the specimen often tracks into
for positive margins (vs negative) remained significantly higher at
deeper portions of the specimen, which, in turn, can pose significant 2.53 (P<.001).
challenges for the pathologist to microscopically determine the
Finally, based on the results of the margins meta-analysis (13)
location of the true margin. In addition, there is no standard method
and other retrospective series, the panel concluded that patients
for margin evaluation, and this process is highly prone to sampling
with positive margins who have favorable tumor biology, such as
error. The two major options for lumpectomy margin evaluation
those with tumors that are strongly estrogen receptor (ER) pos-
include sectioning the specimen perpendicular to the inked margin (in
itive, remain at higher risk for IBTR than similar patients with
which case, the precise distance to the margin can be determined) and
negative margins, despite good biologic features. From the
shaving the specimen margins and examining them en face (in which
model of 19 studies reporting margin widths in the meta-
case, any residual tumor in the shaved specimen is considered a
analysis, adjusted analysis of 15 studies that included detailed
positive margin). Some surgeons submit separate margins obtained
information on ER status found that the adjusted OR for IBTR
from the walls of the biopsy cavity after the lumpectomy specimen is
among patients with ER-positive tumors with positive (vs
removed; these can be examined by either the inked or the shaved
negative) margins remained significantly elevated at 2.66
method. Although the shaved margin method permits examination of
(P<.001). The impact of a boost dose of radiation, the use of
a greater surface area of the specimen margin than can be examined
systemic therapy, and biologic subtype on margin width is dis-
by the inked method, the use of shaved margins results in the cate- cussed further below.
gorization of many margins as positive that are, in fact, negative by 558 Moran et al.
International Journal of Radiation Oncology Biology Physics Table 4
Summary of selected results of margins meta-analysis (13)
Relationship between IBTR and margin status No. of Studies No. of participants Adjusted OR of IBTR* 95% CI P (association) Margin category (model 1) 28,162 <.001 Close/positive 33 6178 1.96 1.72-2.24 Negative 33 21,984 1.0 - Margin category (model 2) 13,081 <.001 Positive 19 1641 2.44 1.97-3.03 Close 19 2407 1.74 1.42-2.15 Negative 19 9033 1.0 - - Threshold distance (model 2)y .90 1 mm 6 2376 1.0 - - 2 mm 10 8350 0.91 0.46-1.80 - 5 mm 3 2355 0.77 0.32-1.87 -
Impact of margin width on IBTR adjusted for individual covariates and follow-upy
Threshold distance negative margin: adjusted OR (mm) Covariate No. of studies 1 2 5 P (association) Age 18 1.0 0.53 0.77 .53 Endocrine therapy 16 1.0 0.95 0.90 .95 Radiation boost 18 1.0 0.86 0.92 .86
Abbreviations: CI Z confidence interval; IBTR Z ipsilateral breast tumor recurrence; OR Z odds ratio.
* Adjusted for study-specific median length of follow-up.
y Threshold distance was also tested for significance for trend (reflects whether there was statistical evidence of a decrease in the odds of IBTR as the
threshold margin distance increased from 1 mm, 2 mm, and 5 mm). P (trend)Z.58.
the inked margin methoddthis, in turn, may result in unnecessary re-
(first vs any), did not change these results. Although an analysis of
excision or even mastectomy (23), Sampling of lumpectomy speci-
these data using study-specified margin definitions of negative,
mens is also highly variable and ranges from submission of a limited
close, and positive did reveal a significant increase in the odds of
number of sections to total sequential embedding of the entire
IBTR with close (OR, 1.74; 95% CI, 1.42-2.15) or positive (OR,
specimen. However, even the process of total sequential embedding
2.44; 95% CI, 1.97-3.03) margins compared with negative mar-
results in the examination of only a very small proportion (<1%) of
gins (P<.001), the panel believed that the analysis of specific
lumpectomy specimen margins (24). Finally, the presence of tumor at
margin widths superseded this finding because of the heteroge-
a certain distance from the inked margin on any single slide may not
neity among studies in the definitions of “close” and “positive”;
represent the true state of that margin 3-dimensionally; a margin that
margins defined as positive in one study could be classified as
appears adequate on one given section may actually be positive if
close or even negative in other studies included in this analysis. In
additional sections are examined and even if deeper sections are cut
addition, the panel recognized that there have been significant
from the same tissue block. As a group, these studies indicate that
changes in BC management that are not reflected in the relatively
there is a great degree of variability in margin assessment and that,
regardless of the technique of margin evaluation used, a negative
margin does not guarantee the absence of residual tumor in the breast.
Despite the variability in margin assessment discussed above,
great attention has been paid to achieving specific negative margin
widths in the belief that this reduces the risk of IBTR, and re-
excision is frequently performed for margins in which there is no
ink on tumor (5). To address the question of the importance of
margin width, we evaluated the results of the model of the meta-
analysis in which the relationship between specific margin widths
(1 mm, 2 mm, 5 mm) and IBTR was evaluated, as shown in
Table 4 (19 studies; 13,081 patients; 753 IBTRs; 8.7 years median
follow-up). After adjustment for study-specific length of follow-
up, there was no statistically significant evidence that the odds
of IBTR were associated with margin distance (PZ.90), nor was
there statistical evidence for a trend that the odds of IBTR
decreased as the distance for declaring negative margins increased
(PZ.58 for trend). Adjusting for covariates, including age, me-
dian year of study recruitment, use of endocrine therapy, use of a Fig. 1.
Scatter plot of unadjusted rates of ipsilateral breast
radiation boost, use of re-excision, ER status, and type of IBTR
tumor recurrence, by median year of study recruitment. Volume 88 Number 3 2014 559
older studies included in this meta-analysis comparing negative
The use of systemic therapy in the treatment of early-stage BC
versus close versus positive margins. Only 26% and 38% of pa-
has changed dramatically over the past 30 years; throughout this
tients included in the entire meta-analysis received chemotherapy
period, consistent evidence has accumulated that successful sys-
and endocrine therapy, respectively, despite a median tumor size
temic therapy improves local control. In the NSABP B06 trial,
of 1.6 cm and a 26% incidence of nodal positivity. Because the
only those women with node-positive disease received chemo-
incidence of local recurrence increases with time, a median
therapy (melphalan and fluorouracil [FU]). Within the cohort that
follow-up of at least 4 years was one of the criteria for inclusion in underwent irradiation, node-positive patients demonstrated
the meta-analysis, and inclusion of studies with a longer follow-up
roughly half the rate of IBTR compared with node-negative pa-
period was believed to be important for an accurate assessment of
tients (5% vs 12%) (2) at 12 years, an advantage attributable to the
the risk of local recurrence. As noted in Fig. 1, the crude incidence
use of chemotherapy. This positive impact of systemic treatment
of IBTR declined over time, and although this was observed for all
on local control has continued with improvements in systemic
margin widths, the decline appeared more pronounced in those
therapy. As illustrated in subsequent analyses of NSABP trials of
with margins <5 mm. As discussed in detail below, the benefits of
systemic therapy, each improvement that led to improved survival
adjuvant systemic therapy in reducing IBTR are well documented
was accompanied by a decline in IBTR. In NSABP B14
(20). The widespread use of systemic therapy today, even for
(tamoxifen vs no tamoxifen for ER-positive, node-negative dis-
patients with small, node-negative BC, increased the confidence of
ease), the rate of IBTR was 11.6% in the control group compared
the MP that wider margins were unlikely to enhance local control
with 5.0% in the tamoxifen group (P<.001) (8); in NSABP B13
in a clinically significant way in the current era. In addition,
(chemotherapy vs not for node-negative disease), IBTR rate was
although the median year of study recruitment of studies included
15.3% in the control and 5.4% in the treated patients (P<.001) (8);
in the meta-analysis was 1990, the median prevalence of IBTR for
in NSABP B19 (methotrexate and FU vs cyclophosphamide,
all studies in the meta-analysis was only 5.3%. Although the ORs
methotrexate, and FU in ER-negative, node-negative patients), the
in Table 4 numerically suggest that 5-mm margins offer an
IBTR rates were 8.2% and 4.8% (P<.03) (25). The 1990s saw the
advantage compared with margins of 1 to 2 mm, these differences
introduction of taxanes into adjuvant and neoadjuvant regimens,
lack statistical significance despite the use of 2 different statistical
and pooled data from NSABP trials B18 (anthracycline-based
tests and robust sample sizes, making it unlikely that the meta-
chemotherapy) and B27 (inclusion of docetaxel) demonstrated
analysis lacks the power to detect clinically meaningful differ-
that women who did not achieve a pathologic complete response
ences in IBTR based on margin width. Furthermore, with the
(pCR) in the breast had an increased hazard ratio (HR) for local-
overall rate of IBTR of 5.3%, the absolute benefit in possible
regional recurrence (HR, 1.55; 95% CI, 1.01-2.59) compared with
decreased IBTR with an OR of 0.77 is on the order of 1% to 2%.
those who did (26). Thus, achieving a pCRdwhich heralds a
More importantly, adjustments for covariates, such as the use of much-reduced risk of distant disease and breast cancer
endocrine therapy and the use of a boost dose of radiation,which
deathdalso results in a significantly reduced risk of IBTR.
are a standard part of practice today, virtually eliminate the
The adjuvant systemic therapy of today is substantially
numeric differences in the ORs (Table 4). Thus, although larger
improved over that of 20 years ago and is likely to continue to
margin widths may have resulted in small reductions in local
improve, with better targeting of specific BC subtypes. For
recurrence in the past, there is no evidence that they are important
women with ER-positive BC undergoing BCT, the 10-year rates
in the setting of current multimodality treatment. It was not
of IBTR in the Early Breast Cancer Trialists’ Group overview
possible to compare rates of IBTR between margins of no ink on
were 18.6% when tamoxifen was not used and 8.7% when
tumor and margins of 1 mm in model 2 (Table 4), because only a
tamoxifen was used (1). The introduction of aromatase inhibitor
small number of studies with these margin definitions were
therapy instead of, or in addition to, tamoxifen in postmenopausal
available for review. The MP considered the long-term results of
women has led to a consistent reduction in the rates of IBTR
the NSABP B06 randomized trial (2), which defined a negative
across essentially all trials, with an average reduction in the HR
margin as no ink on tumor, began accrual in 1976, and reported a
of approximately 0.67 (27), The addition of taxanes to
5% rate of IBTR after 12 years of follow-up in patients receiving
anthracycline-based regimens is also accompanied by a relative
systemic therapy. In addition, the variability in margin assessment
reduction in the rate of IBTR (20). Finally, the addition of tras-
discussed above, the lack of evidence of a significant difference in
tuzumab to cytotoxic regimens for patients with human epidermal
rates of IBTR among margins of 1 mm, 2 mm, and 5 mm, and the
growth factor receptor 2 (HER2)epositive BC leads to a further
benefits of a boost dose of radiation on local control as discussed
reduction in the crude hazard of IBTR, with HRs of 0.47 and 0.66
below led the MP to believe that the totality of evidence did not
in the pooled U.S. trials and European Herceptin Adjuvant
support a distinction between margins of no ink on tumor and
(HERA) trial (28, 29). These data from large randomized clinical margins of 1 mm.
trials establish the principle that systemic therapy advances that
lead to improved survival and decreased risk of distant disease
also contribute to improved local control and suggest that, as
systemic therapy continues to improve, so will its impact on diminishing IBTR.
The panel agreed that the evidence indicates clearly that sys- 3. Systemic therapy
temic therapy, used for the vast majority of patients with BC
The rates of IBTR are reduced with the use of systemic
today, reduces the overall risk of IBTR. It also strengthened the
therapy. In the uncommon circumstance of a patient not
confidence of the MP that 1-mm increments in margin widths are
receiving adjuvant systemic therapy, there is no evidence
unlikely to affect IBTR once a margin of no ink on tumor cells has
suggesting that margins wider than no ink on tumor are
been obtained. Although the evidence base was less robust, the needed.
panel agreed that, in the rare circumstance in which a patient does 560 Moran et al.
International Journal of Radiation Oncology Biology Physics
not receive any form of systemic treatment, there is no evidence to
varies by subtype based on the results of many studies, patients
suggest that obtaining margins wider than no ink on tumor would
with aggressive tumors remain at equally increased risk for local
result in any further reduction of IBTR.
failure irrespective of treatment with mastectomy or BCT, indi-
cating that there is no justification for more widely clear margins
over no ink on tumor for any BC subtype. 4. Biologic subtypes
Margins wider than no ink on tumor are not indicated 5. Radiation therapy delivery based on biologic subtype.
The choice of WBRT delivery technique, fractionation,
and boost dose should not be dependent on margin width.
An improved understanding of biologic subtypes of BC has led
to great improvements in systemic therapy that have, in turn,
decreased IBTR. Several large studies have examined IBTR rates
WBRT options have expanded significantly in the last decade.
with BCT in relation to molecular markers. In 1 of the largest
Delivery techniques such as prone positioning and intensity-
studies, Arvold et al (30) reviewed the cases of 1434 patients who
modulated radiation therapy have been designed to limit
underwent BCT and found that those patients with triple-negative
treatment-related toxicity by decreasing heart/lung volumes and
BC (TNBC) and HER2-positive tumors had a significantly higher
improving homogeneity across the whole-breast radiation field,
risk of IBTR compared with patients with other subtypes. How-
respectively (40-43). In addition, attempts have been made to
ever, the study did not include treatment with adjuvant trastuzu-
decrease the burden of the protracted treatments inherent to
mab, which lowers IBTR for the HER2-positive group. Another
conventionally fractionated WBRT through the use of accelerated,
large study, by Voduc et al (31), of nearly 3,000 patients with a
hypofractionated, whole-breast schemas. Two large randomized
median follow-up of 12 years, also found increased IBTR among
trials have now reported comparable long-term efficacy and
those patients with HER2-enriched and basal tumors. Interest-
toxicity data with these shorter fractionation schedules, estab-
ingly, the investigators found no increased IBTR among TNBCs
lishing it as an acceptable alternative (44, 45). In general, the
with nonbasal tumor markers (31). Mazouni et al (32) reported on
studies evaluating these approaches did not specify particular
1194 patients and found no statistically significant differences in
surgical margin widths, and required only complete microscopic
IBTR on the basis of subtype. They did, however, note that
excision of tumor (40-43, 45). The large United Kingdom Stan-
mastectomy was more commonly performed for HER2-positive
dardization of Breast Radiotherapy (START) trial did mandate a
disease and TNBC than for luminal A and luminal B tumors,
1-mm margin, but comparable long-term results were reported
suggesting that surgeons were less comfortable with BCT for
in the similar Canadian hypofractionation trial that excluded only
more aggressive tumor subtypes, despite a lack of data. Haffty
those with involved margins (45-47). Although neither of these
et al (33), as well as Freedman et al (34), also found no significant
trials was designed to address a possible interaction between
differences in IBTR among patients treated with BCT when
margin width and the specifics of radiation delivery, there is no
comparing TNBC with non-TNBC. A recent study by Gangi et al
evidence to suggest that margin width should dictate patient se-
(35) examined outcome among 1851 consecutive patients treated lection for these therapies.
between 2000 and 2012, during which trastuzumab was routinely
As discussed earlier, a radiation boost to the tumor bed after
used for HER2-positive patients. There was no significant differ-
WBRT has been shown to significantly reduce the risk of IBTR at
ence in IBTR among patients with TNBC compared with other
a cost of increased, although acceptable, rates of late radiation subtypes of tumors.
toxicity (18, 48, 49). In the randomized trials establishing the
Intuitively, it might be thought that wider margins are neces-
benefit of a boost, negative surgical margins were largely defined
sary to control the more aggressive tumor types. However, there is as no ink on tumor.
no reason to believe that HER2-positive disease and TNBC are
Further tailoring of the boost dose has been explored in several
more difficult to resect. Pilewskie et al (36) examined the impact
single-institution series (50-52). In each of these studies, margin
of margin width on local recurrence in 535 patients with TNBC.
width was used as an indicator of potential residual tumor burden,
At 60 months, the incidence of IBTR did not differ significantly
and boost doses were increased with decreasing margin width.
between patients with margins 2 mm and those with margins >2
The MP believed that interpretation of these and other retro-
mm (7.3% vs 5.1%). Alternatively, local failure occurs as a marker
spective data evaluating both radiation dose and surgical margins
of aggressive biology, as is seen after mastectomy. Three retro-
was complicated by the heterogeneity of total radiation doses and
spective studies have examined the incidence of local failure in
techniques and by a lack of control cohorts with comparable
TNBC after BCT or mastectomy, and have found no difference
margin widths and uniform doses. Therefore, the panel concluded
based on surgical procedure, suggesting that these local re-
that there was no clear reduction in IBTR as a result of escalating
currences are more likely a result of aggressive biology, not re-
the radiation dose when margin widths were smaller. In one report,
sidual tumor at the surgical site, which could be improved with
an increased rate of IBTR was noted in patients with close or
wider lumpectomy margins (29, 37-39). This theory is supported
positive margins despite the dose-escalation strategy (51). The
by the approximately 40% decline in IBTR seen in patients with
other studies simply noted the lack of a clear relationship between
HER2-positive tumors receiving adjuvant systemic trastuzumab
local control and margin width or radiation dose (50, 52).
and other HER2-targeted agents (29). In summary, the MP
In summary, margin width should not be used to determine the
concluded that, although there is evidence that the risk of IBTR
delivery technique or fractionation for WBRT or vice versa. Volume 88 Number 3 2014 561
Furthermore, in patients with negative margins (no ink on tumor),
in older women. In the Early Breast Cancer Trialists’ Collaborative
the use and dose of a tumor bed boost should be based on a priori
Group meta-analysis of breast-conserving surgery with and without
estimation of local failure risk and should not be determined, in
radiation therapy, the rate of any first recurrence by age was 5.9% per
year for age <40 years, 2.7% per year for age 40 to 49 years, and 1%
to 1.9% per year for 50 years in the node-negative subgroup (1).
Corresponding rates in the node-positive subgroup were 8.3% per
year for age <40 years, 6.5% per year for age 40 to 49 years, and 4.8%
6. Invasive lobular carcinoma and lobular
to 6.5% per year for age 50 years, respectively. An increased risk for carcinoma in situ
BC mortality was also seen in the subgroup of women aged <40
years. Other studies have confirmed a higher risk of distant recurrence
Wider negative margins than no ink on tumor are not
as well as IBTR in young women (61, 62).
indicated for invasive lobular carcinoma (ILC). Classic
Young patient age is not associated with an improved outcome
lobular carcinoma in situ (LCIS) at the margin is not an
with mastectomy. The risk for locoregional recurrence after
indication for re-excision. The significance of pleomor-
mastectomy without radiation is also significantly higher in young
phic LCIS at the margin is uncertain.
women compared with their older counterparts (63), and the
increased risk of both recurrence and BC death is not improved
isolation, by the width of the surgical margin.
with mastectomy compared with BCT (62, 64). The increased
IBTR rates in young women likely result from the greater fre-
ILCs comprise 5% to 15% of all BCs. Several large retro-
quency of adverse biologic and pathologic features in this group
spective studies have demonstrated that when negative margins
compared with older women. Young women have more aggressive
were obtained, the risk of IBTR was not significantly different
tumor characteristics, such as high histologic grade, lymphovas-
between ILC and invasive ductal carcinoma (53-55). Wider mar-
cular invasion, hormone receptorenegative BC, BRCA1, and
gins do not yield lower IBTR rates. In a retrospective study of 382
BRCA2 mutationeassociated cancers, and BCs associated with
patients comparing margins >1 cm with smaller margins, no
adverse gene expression profiles (65, 66) compared with their
differences in local recurrence rates were observed (56). In
older counterparts. In 1 study, very young patients with tumors
addition, most classical ILCs have a luminal A phenotype and are
classified as luminal B, HER2, and triple-negative subtypes were
ER positive, so the benefits of endocrine therapy on local control,
at increased risk for IBTR when compared with older patients, but
as discussed previously, will be seen in this population. Thus, the
no significant effect of age was seen in the subgroup with the most
MP concluded that the general recommendations regarding
favorable luminal A subtype (66). Young age may be a less
margin width should not be altered for invasive lobular histology.
important factor for IBTR when controlling for adverse gene-
In contrast to clear evidence demonstrating that DCIS at the
expression profile (30, 67) or may not be important at all in pre-
margin increases IBTR, the presence of LCIS at the margin does
dicting recurrence and survival in an era of modern systemic
not affect IBTR. In a retrospective study, the 10-year cumulative
therapy and anti-HER2edirected therapy, as suggested in 1 recent
incidence rate of IBTR in patients with BC was not significantly
study of young women with HER2-overexpressing cancers (68).
different in patients with or without LCIS unless tamoxifen was
There was no evidence in the margins meta-analysis that, once a
withheld (57). In other large studies, the presence of LCIS within
negative margin has been achieved, young patients benefit from a
the specimen or at the resection margin did not appear to affect the
greater negative margin width than no ink on tumor. In 18 studies in
risk of local recurrence (58, 59). There is concern that the pleo-
the meta-analysis, the adjusted OR for IBTR with age as a covariate
morphic variant of LCIS, which has some features more akin to
did not differ significantly when negative margin widths were defined
high-grade DCIS than to classical LCIS, may carry an increased
as 1 mm, 2 mm, or 5 mm (P for association, .86; P for trend, .58). This
risk of recurrence when at the margin. Given the limitation of only
is consistent with the finding that mastectomy, which theoretically
small retrospective studies with a very limited number of events
should provide the largest margin width that can be obtained, is also
available to address this question (60), the MP did not believe that
associated with an increased risk of local recurrence in younger
a recommendation regarding pleomorphic LCIS at the margin
compared with older women. In addition, there are data demon- could be made at this time.
strating equivalent risks for recurrence and BC death in young
women irrespective of treatment with BCT or mastectomy (62, 64).
Thus, the MP concluded that although the adverse pathologic
and biologic factors associated with young age are mitigated to
some extent by excision to negative margins, use of systemic
therapies, use of a radiation boost, and possible exclusion of 7. Young age
young BRCA mutation carriers from a BCT approach, there is no
Young age (40 years) is associated with both increased
IBTR after BCT as well as increased local relapse on the
chest wall after mastectomy, and is also more frequently
associated with adverse biologic and pathologic features. 8. Lobular carcinoma in situ
There is no evidence that increased margin width nullifies
the increased risk of IBTR in young patients.
A lobular carcinoma in situ (EIC) identifies patients who
may have a large residual DCIS burden after lumpec-
tomy. There is no evidence of an association between
Young patient age, usually defined as <40 years, has been asso-
increased risk of IBTR and EIC when margins are
ciated with an increased risk of IBTR after BCT compared with that negative. 562 Moran et al.
International Journal of Radiation Oncology Biology Physics
evidence supporting obtaining wider negative margins beyond no
5. McCahill LE, Single RM, Aiello Bowles EJ, et al. Variability in
ink on tumor solely on the basis of young patient age.
reexcision following breast conservation surgery. JAMA 2012;307: 467-475.
EIC is a pathologic description of invasive ductal carcinoma
6. Morrow M, Jagsi R, Alderman AK, et al. Surgeon recommendations
and receipt of mastectomy for treatment of breast cancer. JAMA
that has a prominent intraductal component within the tumor and 2009;302:1551-1556.
adjacent normal tissue. The basis of the definition of EIC was the
7. King TA, Sakr R, Patil S, et al. Clinical management factors
observation in the 1970s at the Harvard Joint Center for Radiation
contribute to the decision for contralateral prophylactic mastectomy.
Therapy, at a time when margins of resection were not routinely
J Clin Oncol 2011;29:2158-2164.
assessed, that a high rate of IBTR was observed in patients un-
8. Anderson S, Wapnir I, Dignam J, et al. Prognosis after ipsilateral
dergoing BCT when a prominent DCIS burden was noted within
breast tumor recurrence and locoregional recurrences in patients
the confines of the invasive cancer (approximately 25%) and
treated by breast-conserving therapy in five National Surgical
within breast tissue beyond the edges of the invasive cancer (69).
Adjuvant Breast and Bowel Project protocols of node-negative breast
These EIC-positive cancers often recurred within or at the edge of
cancer. J Clin Oncol 2009;27:2466-2473.
the boost volume and were more commonly seen in young patients
9. Graham R, Mancher M, Wolman DM, et al, editors. Clinical Practice
Guidelines We Can Trust. Washington, DC: National Academies
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young EIC-positive patients than in older EIC-positive patients.
10. Sardanelli F, Podo F, Santoro F, et al. Multicenter surveillance of
In subsequent years, when margins of resection were inked, and
women at high genetic breast cancer risk using mammography, ul-
re-excisions were performed for positive or close margins, patients
trasonography, and contrast-enhanced magnetic resonance imaging
with EIC-positive cancers (but not EIC-negative cancers) were
(the High Breast Cancer Risk Italian 1 Study): Final results. Invest
frequently found to have considerable residual DCIS in the re- Radiol 2011;46:94-105.
excision specimens (70). Pathologic examination of a cohort of
11. Moher D, Liberati A, Tetzlaff J, et al. Preferred reporting items for
mastectomy specimens revealed that 33% of EIC-positive cancers
systematic reviews and meta-snalyses: The PRISMA statement. J
had prominent DCIS (6 low-power fields of DCIS) at 2 cm from
Clin Epidemiol 2009;62:1006-1012.
the edge of the index cancer compared with only 2% of EIC-negative
12. Houssami N, Macaskill P, Marinovich ML, et al. Meta-analysis of the
impact of surgical margins on local recurrence in women with early-
cancers (71). In aggregate, these studies indicated that an EIC de-
stage invasive breast cancer treated with breast-conserving therapy.
notes a cancer that may have extensive multifocal DCIS involve-
Eur J Cancer 2010;46:3219-3232.
ment and an increased rate of IBTR if not adequately resected.
13. Houssami N, Macaskill P, Marinovich ML, et al. The association of
Later, additional studies revealed that patients with EIC-
surgical margins and local recurrence in women with early stage
positive tumors did not have an increase in IBTR unless tumor
invasive breast cancer treated with breast conserving therapy: A
cells were present at the inked margin (72). In a cohort of EIC-
metaanalysis. Ann Surg Oncol. In press.
positive patients, IBTR was 0% at 5 years when there were no
14. Bellon JR, Come SE, Gelman RS, et al. Sequencing of chemotherapy
tumor cells at the inked margin or when the margin was defined as
and radiation therapy in early-stage breast cancer: Updated results of
close, but it was 50% when there was more than focal positivity
a prospective randomized trial. J Clin Oncol 2005;23:1934-1940.
(72). On the basis of this information, the MP did not believe that
15. Voogd AC, Nielsen M, Peterse JL, et al. Differences in risk factors
for local and distant recurrence after breast-conserving therapy or
the available evidence supports the routine use of margins wider
mastectomy for stage I and II breast cancer: Pooled results of two
than no ink on tumor. However, in view of the potential for sub-
large European randomized trials. J Clin Oncol 2001;19:1688-1697.
stantial residual DCIS in EIC-positive patients, consideration
16. Wazer DE, Schmidt-Ullrich RK, Ruthazer R, et al. Factors deter-
should be given to obtaining postoperative mammographic im-
mining outcome for breast-conserving irradiation with margin-
aging to assist in identifying residual tumor bed calcifications
directed dose escalation to the tumor bed. Int J Radiat Oncol Biol
warranting re-excision. In addition, when an EIC is present, young Phys 1998;40:851-858.
age and multiple close margins are associated with an increased
17. Mansfield CM, Komarnicky LT, Schwartz GF, et al. Ten-year results
risk of IBTR and can be used to select patients who might benefit
in 1070 patients with stages I and II breast cancer treated by con-
from re-excision (69, 72). Postexcision mammography is a useful
servative surgery and radiation therapy. Cancer 1995;75:2328-2336.
adjunct to margin status to assess the completeness of excision of
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Document Outline

  • Society of Surgical Oncology–American Society for Radiation Oncology Consensus Guideline on Margins for Breast-Conserving S ...
    • Introduction
    • Methods and Materials
      • Literature review and meta-analysis
      • Inclusion/exclusion criteria
      • Study quality and limitations of the literature
      • Management of conflicts of interest for the MP
    • Results
      • Guideline recommendations
    • 1. Positive margins
    • 2. Negative margin widths
    • 3. Systemic therapy
    • 5. Radiation therapy delivery
    • 8. Lobular carcinoma in situ
    • References