China and Vietnam are connected with mountains and rivers, has a long history - Bussiness | Đại học Hoa Sen

中图分类号 学校代码 10224 密 级 公开 学 号 1499102 博士学位论文
中越农产品贸易竞争性互补性研究
作 者 阮如朋 导 师 李 爽 教授
学位类别 管理学博士 所在学院 经济管理学院
一级学科 农林经济管理 二级学科 农业经济管理
东北农业大学管理学博士学位论文 二○一七年六月 2 Classified Index ： Code ： 10224 Confidential (yes/no) ： no NO. ： 1499102
Dissertation for the Doctor Degree
Research on the Competitiveness and
Complementarity of Agricultural Products
Trade between China and Viet Nam Candidate: Nguyen Nhu Bang Supervisor: Prof. Li Shuang
Degree Category: Doctor of Economics
College: College of Economics and Management
First level discipline: Agricultural-Forestry Economic Management
Second level discipline:Agricultural Economic Management Harbin China
东北农业大学管理学博士学位论文 June 2017 II 目 录 目
摘要........................................................................................................................................................ I
英文摘要................................................................................................................................................ III
1 引言.................................................................................................................................................... 1
1.1 研究背景................................................................................................................................ 1
1.2 研究目的与意义.................................................................................................................... 4
1.2.1研究目的............................................................................................................................ 4
1.2.2研究意义............................................................................................................................ 4
1.3 国内外研究文献综述............................................................................................................ 5
1.3.1国外研究文献综述............................................................................................................ 5
1.3.2国内研究文献综述............................................................................................................ 8
1.3.3国内外研究文献述评........................................................................................................ 12
1.4 研究内容、方法和技术路线................................................................................................ 12
1.4.1研究内容............................................................................................................................ 12
1.4.2研究方法............................................................................................................................ 12
1.4.3数据来源及技术路线........................................................................................................ 13
1.4.4创新点及不足.................................................................................................................... 15
1.5 本章小结................................................................................................................................ 15
2 相关概念的界定与理论基础............................................................................................................ 16
2.1 相关概念的界定.................................................................................................................... 16
2.1.1农产品的界定与分类........................................................................................................ 16
2.1.2贸易竞争性的界定............................................................................................................ 18
2.1.3贸易互补性的界定............................................................................................................ 19
2.2 理论基础................................................................................................................................ 20
2.2.1比较优势理论.................................................................................................................... 20
2.2.2竞争优势理论.................................................................................................................... 20
2.2.3产业内贸易理论................................................................................................................ 21
2.2.4绝对优势理论.................................................................................................................... 21
2.2.5要素禀赋理论.................................................................................................................... 22
2.2.6需求相似理论.................................................................................................................... 22
2.3 本章小结................................................................................................................................ 23
3 中越农业及农产品贸易现状分析.................................................................................................... 24
3.1 中越农业发展现状................................................................................................................ 24 I 目 录
3.1.1中国农业发展现状............................................................................................................ 24
3.1.2越南农业发展现状............................................................................................................ 28
3.2 中越农产品贸易现状............................................................................................................ 34
3.2.1中越农产品出口及双边贸易现状.................................................................................... 34
3.2.2中越农产品贸易的市场结构分析.................................................................................... 45
3.2.3中越农产贸易商品结构.................................................................................................... 52
3.3 本章小结................................................................................................................................ 54
4 中越农产品贸易的竞争性分析........................................................................................................ 55
4.1 贸易竞争力指数.................................................................................................................... 55
4.1.1显示性比较优势指数 (RCA) 说明.................................................................................... 55
4.1.2显示性比较优势指数 (RCA) 计算.................................................................................... 55
4.2 贸易竞争优势指数（ TC ）分析........................................................................................ 59
4.2.1贸易竞争优势指数（ TC ）说明.................................................................................... 59
4.2.2贸易竞争优势指数（ TC ）计算.................................................................................... 59
4.3 中越农产品贸易竞争性相似度分析.................................................................................... 62
4.3.1中越农产品出口相似度分析............................................................................................ 62
4.3.2出口结构相似程度下降的原因........................................................................................ 63
4.4 本章小结................................................................................................................................ 64
5 中越农产品贸易的互补性分析........................................................................................................ 65
5.1 中国与越南互补的农产品种类............................................................................................ 65
5.1.1互补农产品种类的确定.................................................................................................... 65
5.1.2中国与越南双边农产品贸易互补的解释....................................................................... 66
5.2 贸易互补性指数.................................................................................................................... 68
5.2.1贸易强度指数（ TII ）.................................................................................................... 68
5.2.2贸易互补性指数（ TCI ）................................................................................................ 69
5.2.3产业内贸易指数................................................................................................................ 71
5.3 本章小结................................................................................................................................ 74
6 中越农产品贸易中存在的问题分析................................................................................................ 75
6.1 越方存在的问题.................................................................................................................... 75
6.2 中方存在的问题.................................................................................................................... 76
6.3 双方存在的问题.................................................................................................................... 77
6.4 本章小结................................................................................................................................ 77
7 中越农产品贸易的影响因素分析.................................................................................................... 78
7.1 政策因素................................................................................................................................ 78
7.2 人民币升值............................................................................................................................ 79
7.3 越南第二次进口替代工业的发展........................................................................................ 79
7.4 文化及消费心里.................................................................................................................... 79
7.5 本章小结................................................................................................................................ 80 II 目 录
8 促进中越农产品贸易发展的建议.................................................................................................... 81
8.1 对越方的建议........................................................................................................................ 81
8.1.1建立安全控制体系，保障农产品质量........................................................................... 81
8.1.2加强基础建设，提高通关能力........................................................................................ 81
8.1.3加大对农业生产的扶持力度，提高农业生产积极性................................................... 82
8.1.4提高机器设备利用率，降低生产成本........................................................................... 82
8.1.5提高交通运输能力............................................................................................................ 83
8.2 对中方的建议........................................................................................................................ 83
8.2.1放宽对越农产品进口限制................................................................................................ 83
8.2.2提高通关效率.................................................................................................................... 83
8.2.3规范信息平台.................................................................................................................... 84
8.3 中越双方共同改进之处........................................................................................................ 84
8.3.1改善双边农产品贸易结构................................................................................................ 84
8.3.2统一完善双边农产品质量认证体系............................................................................... 84
8.3.3加强中越双方市场深入了解状况.................................................................................... 85
8.3.4加强打击走私的工作........................................................................................................ 85
8.3.5抓住中国一东盟自由贸易区合作 机
契 ........................................................................... 85 8.3.6进一 强化中越 步 性经贸 区域
合作.................................................................................... 85
8.3.7提高中越农业产业规 化程度 模
........................................................................................ 86 8.3.8发 农产品贸易互补作用 挥
................................................................................................ 86 8.4 利用“一 一路 带
”战略促进中越农产品贸易合作 ............................................................... 87 8.4.1 中越贸易要在“一 一路 带 ”框架下统 规
筹 划 ............................................................... 88 8.4.2 利用“一 一路 带 ”战略不 展贸易 断扩 作
合 领域........................................................... 88 8.4.3 利用“一 一路 带
”战略切实解 中越贸易发展的 决
具体问题 ....................................... 88 8.4.4 中越利用“一 一路 带 ”战略开展贸易 来的 往 构
战略 想 ............................................... 89
8.5 本章小结................................................................................................................................ 89
9 结论.................................................................................................................................................... 90
致谢........................................................................................................................................................ 92
参考文献................................................................................................................................................ 93 攻读 期间 博士学位 表
发 的学术论文.................................................................................................... 98 III CONTENTS CONTENTS
Chinese Abstract.................................................................................................................................... I
English abstract........................................................................................................................................III
1 Introduction........................................................................................................................................ 1
1.1 Research background................................................................................................................ 1
1.2 Research purpose and significance............................................................................................ 4
1.2.1 Research purposes................................................................................................................ 4
1.2.2 Significance of research........................................................................................................ 4
1.3 Literature review at home and abroad........................................................................................ 5
1.3.1 Literature review................................................................................................................ 5
1.3.2 Review of domestic research literature................................................................................ 8
1.3.3 Review of domestic and foreign research literature........................................................... 12
1.4 Research contents, methods and technical routes....................................................................... 12
1.4.1 Research contents................................................................................................................ 12
1.4.2 Research method................................................................................................................ 13
1.4.3 Data sources and technical routes........................................................................................ 13
1.4.4 Innovation and deficiency.................................................................................................... 15
1.5 Brief summary............................................................................................................................ 15
2 Related Concepts and theoretical basis............................................................................................ 16
2.1 Definition of related concepts.................................................................................................... 16
2.1.1 Definition and classification of agricultural products....................................................... 16
2.1.2 The definition of trade competitiveness................................................................................18
2.1.3 The definition of trade complementarity............................................................................ 19
2.2 Theoretical basis........................................................................................................................ 20
2.2.1 Comparative advantage theory............................................................................................ 20
2.2.2 Competitive advantage theory............................................................................................ 20
2.2.3 Intra industry trade theory.................................................................................................... 21
2.2.4 Absolute advantage theory....................................................................................................21
2.2.5 Factor endowment theory.................................................................................................... 22
2.2.6 Demand similarity theory.................................................................................................... 22
2.3 Brief summary............................................................................................................................ 23
3 Analysis on the current situation of agriculture and agricultural products trade between
China and Vietnam................................................................................................................................ 24
3.1 Current situation of agricultural development in China and Vietnam....................................... 24
3.1.1 Present situation of agricultural development in China....................................................... 24
3.1.2 Current situation of agricultural development in Vietnam............................................... 28 V CONTENTS
3.2 Current situation of agricultural products trade between China and Vietnam........................... 34
3.2.1 China's agricultural exports and bilateral trade.................................................................... 34
3.2.2 Analysis on the market structure of Sino Vietnamese agricultural products trade........... 45
3.2.3 Commodity structure of Sino Vietnamese agricultural trade............................................... 52
3.3 Brief summary............................................................................................................................ 54
4 Competitive analysis of Sino Vietnamese trade in agricultural products.......................................55
4.1 Trade competitiveness index........................................................................................................55
4.1.1 Indication of comparative advantage index (RCA)........................................................... 55
4.1.2 Revealed comparative advantage index (RCA.................................................................... 55
4.2 Trade competitive advantage index (TC) analysis................................................................ 59
4.2.1 Trade competitive advantage index (TC............................................................................ 59
4.2.2 Trade competitive advantage index (TC) calculation....................................................... 59
4.3 Empirical Analysis on the competition of agricultural products trade between China and
Vietnam............................................................................................................................................ 62
4.3.1 Similarity analysis of Chinese and Vietnamese agricultural products export................... 62
4.3.2 Reasons for the decline of the similarity degree of export structure................................... 63
4.4 Brief summary............................................................................................................................ 64
5 Analysis of the complementary trade between China and Vietnam............................................... 65
5.1 China and Vietnam complementary types of agricultural products........................................... 65
5.1.1 Determination of complementary agricultural products................................................... 65
5.1.2 An explanation of the bilateral trade in agricultural products between China and Vietnam... 66
5.2 Trade complementarity index.................................................................................................... 68
5.2.1 Trade intensity index (TII)....................................................................................................68
5.2.2 Trade complementarity index (TCI).................................................................................... 69
5.2.3 Intra industry trade index.................................................................................................... 71
5.4 Brief summary............................................................................................................................ 74
6 Analysis of the problems in the trade of agricultural products between China and Vietnam... 75
6.1 The Vietnamese problems............................................................................................................75
6.2 Problems in China........................................................................................................................76
6.3 Problems of both countries........................................................................................................ 77
6.4 Brief summary............................................................................................................................ 77
7 The influence factors of Sino Vietnamese trade in agricultural products and the advantages of
Sino Vietnamese agricultural development........................................................................................ 78
7.1 The influence factors of agricultural products trade between China and Vietnam................... 78
7.2 The positive influence of CAFTA on the trade of agricultural products between China and
Vietnam............................................................................................................................................ 79
7.3 Comparative advantage of agricultural development between China and Vietnam................... 79 VI CONTENTS
7.4 Cultural and consumer psychology............................................................................................ 79
7.5 Brief summary............................................................................................................................ 80
8 Suggestions on promoting the development of agricultural products trade between China and
Vietnam.................................................................................................................................................... 81
8.1 Vietnam's advice........................................................................................................................ 81
8.1.1 Establish safety control system to ensure the quality of agricultural products................... 81
8.1.2 Strengthen infrastructure, improve customs clearance....................................................... 81
8.1.3 Increase support for agricultural production, improve agricultural production enthusiasm... 82
8.1.4 Improve equipment utilization, reduce production costs................................................... 82
8.1.5 Improve transportation capacity........................................................................................ 83
8.2 Suggestions for China................................................................................................................ 83
8.2.1 Relaxation of restrictions on imports of agricultural products........................................... 83
8.2.2 Improve customs clearance efficiency................................................................................ 83
8.2.3 Standard information platform............................................................................................ 84
8.3 The common improvement of China and Vietnam................................................................... 84
8.3.1 Improve bilateral trade structure of agricultural products................................................... 84
8.3.2 Improve the quality certification system of agricultural products....................................... 84
8.3.3 Strengthen the in-depth understanding of the situation of China and Vietnam market... 85
8.3.4 Strengthen the fight against smuggling................................................................................ 85
8.3.5 Seize the opportunity of China ASEAN Free Trade Area................................................... 85
8.3.6 Further strengthen the regional economic and trade cooperation between China and
Vietnam........................................................................................................................................ 85
8.3.7 Increasing the scale of agricultural industry in China and Vietnam................................... 86
8.3.8 Giving play to the complementary role of agricultural products trade............................... 86
8.4 Use \"area\" strategy to promote the agricultural product trade cooperation........................... 87
8.4.1 Sino-vietnamese trade to overall planning in the framework of \"area\"........................... 88
8.4.2 Expanding trade with \"area\" strategy of cooperation....................................................... 88
8.4.3 Use \"area\" strategy to solve the trade development of specific issues........................... 88
8.4.4 Use of the strategy of \"area\" all the way to carry out business strategic plan................... 89
8.5 Bief summary............................................................................................................................ 89
9 Conclusion............................................................................................................................................ 90
Acknowlegement.................................................................................................................................... 92
Reference................................................................................................................................................ 93
Papers Published in the period of Ph.D. Education........................................................................... 98 VII